SEC Form 4 · accession 0001570527-16-000008

BAXTER INTERNATIONAL INC · BAX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CVP, Controller

Period of report

Mar 3, 2016

Accepted (ET)

Mar 7, 2016 · 4:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000010456

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 par value^F1	Mar 3, 2016	A	2,938	—	A	22,208	D
Common Stock, $1 par value^F2	Mar 3, 2016	F	647	$39.33	D	21,561	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$39.33	Mar 3, 2016	A	33,532	A	—	Mar 3, 2026	Common Stock, $1 par value	33,532	33,532	D

F1The reporting person received a grant of 2,938 restricted stock units which will vest in three equal installments beginning on the first anniversary of the grant date.
F2Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015.
F3The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of the grant.