SEC Form 4 · accession 0001360147-16-000009
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas F Chen
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 5, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Comp Plan Baxter Common Stock FundF1,F2 | — | Aug 3, 2016 | A | 125 | A | — | — | Common Stock, $1 par value | 125 | 2,476 | D |
Explanation of responses
- F11 for 1
- F2Reporting person allocated compensation deferred under Baxter's Non-Employee Director Deferred Compensation Plan to the Baxter Common Stock Fund notional investment alternative.