SEC Form 4 · accession 0001206256-17-000005
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 25, 2017 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Aug 24, 2017 | M | 4,020 | $29.52 | A | 13,868 | D | |
| Common Stock, $1 par valueF1 | Aug 24, 2017 | S | 4,020 | $61.61 | D | 9,848 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $29.52 | Aug 24, 2017 | M | 4,020 | A | May 8, 2013 | May 8, 2022 | Common Stock, $1 par value | 4,020 | 0 | D |
Explanation of responses
- F1Price reflects weighted average sales price. Range of prices for transactions are $61.61 through $61.62. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.