SEC Form 4 · accession 0001670858-17-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Caroline Karp
Officer — CVP, Controller
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock,$1 par valueF1 | Mar 3, 2017 | F | 397 | $50.91 | D | 12,487 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents an aggregate of 213 shares of Baxter International Inc. (the "Company") common stock and 184 shares of Company common stock forfeited by the reporting person to cover the payment of taxes incurred as a result of partial vesting of restricted stock granted on March 3, 2015 and March 3, 2016, respectively.