SEC Form 4 · accession 0001174532-17-000004
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen N. Oesterle
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Feb 6, 2017 | A | 430 | — | A | 430 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $48.35 | Feb 6, 2017 | A | 1,060 | A | — | — | Common Stock, $1 par value | 1,060 | 1,060 | D |
Explanation of responses
- F1The reporting person received a grant of 430 restricted stock units which are scheduled to vest on the date of the 2017 annual meeting of stockholders.
- F2The date exercisable is the date of the 2017 annual meeting of stockholders.