SEC Form 4 · accession 0001206256-17-000003
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
May 9, 2017
Accepted (ET)
May 10, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | May 9, 2017 | M | 3,760 | $33.77 | A | 16,226 | D | |
| Common Stock, $1 par value | May 9, 2017 | S | 3,760 | $55.89 | D | 12,466 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $33.77 | May 9, 2017 | M | 3,760 | D | May 6, 2009 | May 6, 2018 | Common Stock, $1 par value | 3,760 | 0 | D |