SEC Form 4 · accession 0001205438-17-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert P L Stroucken
Director
Period of report
Apr 10, 2017
Accepted (ET)
Apr 12, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Apr 10, 2017 | M | 4,280 | $30.73 | A | 25,667 | D | |
| Common Stock, $1 par value | Apr 10, 2017 | S | 4,280 | $52.80 | D | 21,387 | D | |
| Common Stock, $1 par value | holding | — | — | — | 696 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.73 | Apr 10, 2017 | M | 4,280 | D | May 1, 2008 | May 1, 2017 | Common Stock, $1 par value | 4,280 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Stroucken with respect to the stock options granted by Baxter International Inc. to Mr. Stroucken on May 1, 2007.