SEC Form 4 · accession 0001645279-16-000035
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Felicelli
Officer — CVP, Business Transformation
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Comp Plan Baxter Common Stock FundF1,F2 | — | Sep 23, 2016 | A | 27 | A | — | — | Common Stock, $1 par value | 27 | 5,320 | D |
Explanation of responses
- F11 for 1
- F2Reporting person allocated compensation deferred under Baxter's Deferred Compensation Plan (the "Plan") to the Baxter Common Stock Fund notional investment alternative. Reporting person's account balance is payable subject to the terms of the Plan.