SEC Form 4 · accession 0001533022-15-000003
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael F Mahoney
Director
Period of report
Oct 21, 2015
Accepted (ET)
Oct 22, 2015 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Oct 21, 2015 | A | 1,530 | — | A | 1,530 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $35.60 | Oct 21, 2015 | A | 5,390 | A | — | — | Common Stock, $1 par value | 5,390 | 5,390 | D |
Explanation of responses
- F1The reporting person received a grant of 1,530 restricted stock units which vest on the date of the 2016 annual meeting of shareholders.
- F2The date exercisable is the date of the 2016 annual meeting of shareholders.