SEC Form 4 · accession 0001228779-16-000003
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kornelis J. Storm
Director
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Feb 11, 2016 | M | 5,660 | $20.96 | A | 24,851 | D | |
| Common Stock, $1 par valueF1 | Feb 11, 2016 | S | 5,660 | $35.98 | D | 19,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $20.96 | Feb 11, 2016 | M | 5,660 | A | May 1, 2007 | May 9, 2016 | Common Stock, $1 par value | 5,660 | 0 | D |
Explanation of responses
- F1All shares sold at $35.98