SEC Form 4 · accession 0001220966-17-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Gavin III
Director
Period of report
Mar 29, 2017
Accepted (ET)
Mar 30, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Mar 29, 2017 | M | 4,280 | $30.73 | A | 34,980 | D | |
| Common Stock, $1 par value | Mar 29, 2017 | S | 4,280 | $51.72 | D | 30,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.73 | Mar 29, 2017 | M | 4,280 | D | May 1, 2008 | May 1, 2017 | Common Stock, $1 par value | 4,280 | 0 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Dr. Gavin with respect to the stock options granted by Baxter International Inc. to Dr. Gavin on May 1, 2007.