SEC Form 4 · accession 0001678067-17-000006
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giuseppe Accogli
Officer — SVP, President, Global Bus.
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Aug 17, 2017 | M | 12,670 | $37.38 | A | 33,286 | D | |
| Common Stock, $1 par valueF1 | Aug 17, 2017 | S | 12,670 | $60.96 | D | 20,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $37.38 | Aug 17, 2017 | M | 11,335 | D | Mar 3, 2016 | Mar 3, 2026 | Common Stock, $1 par value | 11,335 | 0 | D |
| Stock Option (Right to Buy) | $37.38 | Aug 17, 2017 | M | 1,335 | D | Mar 3, 2017 | Mar 3, 2026 | Common Stock, $1 par value | 1,335 | 10,000 | D |
Explanation of responses
- F1Price reflects weighted average sales price. Range of prices for transactions are $60.95 through $60.98. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.