SEC Form 4 · accession 0001206256-17-000001
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole J Shapazian
Director
Period of report
Feb 6, 2017
Accepted (ET)
Feb 8, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Feb 6, 2017 | M | 4,280 | $30.73 | A | 13,507 | D | |
| Common Stock, $1 par value | Feb 6, 2017 | S | 4,280 | $48.23 | D | 9,227 | D | |
| Common Stock, $1 par value | holding | — | — | — | 6,120 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.73 | Feb 6, 2017 | M | 4,280 | D | May 1, 2008 | May 1, 2017 | Common Stock, $1 par value | 4,280 | 0 | D |