SEC Form 4 · accession 0001228779-16-000005
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kornelis J. Storm
Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | Nov 18, 2016 | M | 4,280 | $30.73 | A | 25,208 | D | |
| Common Stock, $1 par valueF1 | Nov 18, 2016 | S | 4,280 | $47.10 | D | 20,928 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.73 | Nov 18, 2016 | M | 4,280 | A | May 6, 2008 | May 1, 2017 | Common Stock, $1 par value | 4,280 | 0 | D |
Explanation of responses
- F1All shares sold at $47.10.