SEC Form 4 · accession 0001678065-16-000002
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Pleau
Officer — CVP - Operations
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par valueF1 | Sep 1, 2016 | A | 20,000 | $0.00 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.18 | Sep 1, 2016 | A | 100,000 | A | — | Sep 1, 2026 | Common Stock, $1 par value | 100,000 | 100,000 | D |
Explanation of responses
- F1The reporting person received a grant of 20,000 restricted stock units which will vest in three equal installments beginning on the first anniversary of the grant date.
- F2The option becomes exercisable in three equal annual installments beginning on the first anniversary of the grant date.