SEC Form 4 · accession 0001645572-17-000005
BAXTER INTERNATIONAL INC · BAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brik V Eyre
Officer — Sr VP, President, Americas
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000010456
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 par value | May 8, 2017 | M | 4,550 | $28.97 | A | 49,966 | D | |
| Common Stock, $1 par value | May 8, 2017 | M | 6,563 | $30.95 | A | 56,529 | D | |
| Common Stock, $1 par value | May 8, 2017 | M | 19,627 | $37.82 | A | 76,156 | D | |
| Common Stock, $1 par value | May 8, 2017 | M | 10,000 | $36.71 | A | 86,156 | D | |
| Common Stock, $1 par value | May 8, 2017 | M | 42,992 | $37.17 | A | 129,148 | D | |
| Common Stock, $1 par value | May 8, 2017 | M | 47,000 | $37.38 | A | 176,148 | D | |
| Common Stock, $1 par valueF1 | May 8, 2017 | S | 130,732 | $55.69 | D | 45,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $28.97 | May 8, 2017 | M | 4,550 | D | Mar 4, 2014 | Mar 4, 2021 | Common Stock, $1 par value | 4,550 | 0 | D |
| Stock Option (Right to Buy) | $30.95 | May 8, 2017 | M | 6,563 | D | Mar 6, 2015 | Mar 6, 2022 | Common Stock, $1 par value | 6,563 | 0 | D |
| Stock Option (Right to Buy) | $37.82 | May 8, 2017 | M | 6,542 | D | Mar 5, 2014 | Mar 3, 2023 | Common Stock, $1 par value | 6,542 | 0 | D |
| Stock Option (Right to Buy) | $37.82 | May 8, 2017 | M | 6,542 | D | Mar 5, 2015 | Mar 3, 2023 | Common Stock, $1 par value | 6,542 | 0 | D |
| Stock Option (Right to Buy) | $37.82 | May 8, 2017 | M | 6,543 | D | Mar 7, 2016 | Mar 3, 2023 | Common Stock, $1 par value | 6,543 | 0 | D |
| Stock Option (Right to Buy) | $36.71 | May 8, 2017 | M | 3,333 | D | Dec 2, 2014 | Dec 2, 2023 | Common Stock, $1 par value | 3,333 | 0 | D |
| Stock Option (Right to Buy) | $36.71 | May 8, 2017 | M | 3,333 | D | Dec 2, 2015 | Dec 2, 2023 | Common Stock, $1 par value | 3,333 | 0 | D |
| Stock Option (Right to Buy) | $36.71 | May 8, 2017 | M | 3,334 | D | Dec 2, 2016 | Dec 2, 2023 | Common Stock, $1 par value | 3,334 | 0 | D |
| Stock Option (Right to Buy) | $37.17 | May 8, 2017 | M | 14,330 | D | Mar 4, 2015 | Mar 4, 2024 | Common Stock, $1 par value | 14,330 | 0 | D |
| Stock Option (Right to Buy) | $37.17 | May 8, 2017 | M | 14,331 | D | Mar 4, 2016 | Mar 4, 2024 | Common Stock, $1 par value | 14,331 | 0 | D |
| Stock Option (Right to Buy) | $37.17 | May 8, 2017 | M | 14,331 | D | Mar 6, 2017 | Mar 4, 2024 | Common Stock, $1 par value | 14,331 | 0 | D |
| Stock Option (Right to Buy) | $37.38 | May 8, 2017 | M | 47,000 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock, $1 par value | 47,000 | 4,414 | D |
Explanation of responses
- F1Price reflects weighted average sales price. Range of prices for transactions are $55.65 through $55.79. Full information regarding the number of shares sold at each separate price will be provided by the issuer upon request.