Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 20, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

159 filings · trading day Dec 20, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 18, 2018 PForm 4 →	Dec 20, 12:50 pm EST	BERKSHIRE HATHAWAY INCBRK.A	Ajit JainVice Chairman, Director	67	$296,515.01	$19,866,506	67	—
Dec 14, 2018 XForm 4 →	Dec 19, 9:26 pm EST	XOMA CorpXOMA	BVF PARTNERS L P/IL +610% Owner	1,823	$13,000.00	$16,286,036	597	—	late
Dec 17, 2018 MForm 4 →	Dec 19, 7:10 pm EST	CORVEL CORPCRVL	V Gordon ClemonsChairman of the Board, Director	20,000	$62.63	$1,252,600	0	—
Dec 19, 2018 MForm 4 →	Dec 20, 11:30 am EST	SEI INVESTMENTS COSEIC	Wayne WithrowEXECUTIVE VICE PRESIDENT	4,997	$17.65	$88,197	25,003	—
Dec 17, 2018 CMForm 4 →	Dec 19, 6:09 pm EST	ROKU, INCROKU	Jeff HastingsDirector	9,000	$8.82	$79,380	0	—
Dec 17, 2018 AForm 4 →	Dec 19, 4:20 pm EST	STANLEY BLACK & DECKER, INC.SWK	George W BuckleyDirector	417	$119.78	$49,947	15,435	—
Dec 18, 2018 MForm 4 →	Dec 19, 5:40 pm EST	DLH Holdings Corp.DLHC	Kathryn M. JohnBullChief Financial Officer	10,000	$1.34	$13,400	223,000	—
Dec 17, 2018 JForm 4 →	Dec 19, 4:40 pm EST	BALL CorpBLL	Theodore M SolsoDirector	280	$46.65	$13,040	131,356	—
Dec 19, 2018 AForm 4 →	Dec 20, 2:12 pm EST	SUNTRUST BANKS INCSTI	David M RatcliffeDirector	182	$49.40	$9,000	25,715	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:49 pm EST	ENPRO INDUSTRIES, INCNPO	David L HauserDirector	129	$59.08	$7,620	31,854	—
Dec 19, 2018 AForm 4 →	Dec 20, 11:09 am EST	OLIN CORPOLN	Donald W BogusDirector	381	$19.70	$7,506	32,018	—
Dec 19, 2018 AForm 4 →	Dec 20, 11:18 am EST	OLIN CORPOLN	Earl L ShippDirector	381	$19.70	$7,506	11,747	—
Dec 19, 2018 AForm 4 →	Dec 20, 2:10 pm EST	SUNTRUST BANKS INCSTI	Dallas S ClementDirector	152	$49.40	$7,500	5,872	—
Dec 19, 2018 AForm 4 →	Dec 20, 2:13 pm EST	SUNTRUST BANKS INCSTI	Bruce L TannerDirector	152	$49.40	$7,500	5,953	—
Dec 19, 2018 AForm 4 →	Dec 20, 2:11 pm EST	SUNTRUST BANKS INCSTI	M Douglas IvesterDirector	121	$49.40	$6,000	64,190	—
Dec 19, 2018 AForm 4 →	Dec 20, 2:14 pm EST	SUNTRUST BANKS INCSTI	Steven C VoorheesDirector	121	$49.40	$6,000	1,556	—
Dec 17, 2018 JForm 4 →	Dec 19, 4:44 pm EST	BALL CorpBLL	Robert W AlspaughDirector	85	$46.65	$3,972	40,442	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	Diane C CreelDirector	67	$59.08	$3,958	16,590	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	Felix M. BrueckDirector	54	$59.08	$3,187	13,453	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	Thomas M. BottsDirector	53	$59.08	$3,135	13,010	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	B. Bernard Burns Jr.Director	46	$59.08	$2,718	11,425	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:49 pm EST	ENPRO INDUSTRIES, INCNPO	Kees van der GraafDirector	43	$59.08	$2,540	10,659	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	John HumphreyDirector	27	$59.08	$1,567	6,598	—
Dec 17, 2018 SForm 4 →	Dec 19, 8:59 pm EST	DITECH HOLDING CorpDHCP	Samuel Martini10% Owner	11,855	$0.0346	$410	0	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ENPRO INDUSTRIES, INCNPO	Adele M. GulfoDirector	1	$59.08	$59	285	—
Dec 18, 2018 MForm 4 →	Dec 19, 4:03 pm EST	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	1,411	—	—	19,761	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:05 pm EST	Elastic N.V.ESTC	Kevin KlugeSVP of Engineering	2,750	—	—	301,599	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:06 pm EST	Cornerstone OnDemand IncCSOD	Adam J. WeissChief Administrative Officer	1,622	—	—	3,556	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:11 pm EST	INTEL CORPINTC	Navin ShenoyEVP, GM - Data Center Group	16,962	—	—	67,846	—
Dec 19, 2018 MForm 4 →	Dec 19, 4:11 pm EST	Seres Therapeutics, Inc.MCRB	John G. AuninsChief Technology Officer & EVP	10,000	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:13 pm EST	ENDOCYTE INCECYT	Philip S LowChief Science Officer, Director	140,214	—	—	52,498	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:13 pm EST	ENDOCYTE INCECYT	Michael A. ShermanPresident and CEO, Director	115,559	—	—	86,248	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:13 pm EST	ENDOCYTE INCECYT	Alison A. ArmourChief Medical Officer	49,213	—	—	39,999	—
Dec 17, 2018 AForm 4 →	Dec 19, 4:14 pm EST	Altus Midstream CoALTM	D Mark LelandDirector	11,037	—	—	11,037	—	amended
Dec 17, 2018 MForm 4 →	Dec 19, 4:14 pm EST	ENDOCYTE INCECYT	Michael T. AndrioleChief Financial Officer	25,000	—	—	75,000	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:14 pm EST	ENDOCYTE INCECYT	Christopher P LeamonVice President of Research	101,774	—	—	52,498	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:17 pm EST	SiteOne Landscape Supply, Inc.SITE	Pascal ConversEVP, Strategy and Development	9,750	—	—	62,125	—
Dec 18, 2018 MForm 4 →	Dec 19, 4:18 pm EST	SiteOne Landscape Supply, Inc.SITE	John T GuthrieEVP, CFO and Assistant Sec.	10,000	—	—	58,213	—
Dec 18, 2018 MForm 4 →	Dec 19, 4:27 pm EST	LAMAR ADVERTISING CO/NEWLAMR	Thomas V ReifenheiserDirector	6,000	—	—	0	—
Dec 19, 2018 MForm 4 →	Dec 19, 4:28 pm EST	TechTarget IncTTGT	Daniel T NoreckChief Financial Officer	15,000	—	—	15,000	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:30 pm EST	Coupa Software IncCOUP	Todd R FordChief Financial Officer	12,500	—	—	99,899	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:30 pm EST	Coupa Software IncCOUP	Robert BernshteynChief Executive Officer, Director	63,225	—	—	605,620	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:30 pm EST	ENDOCYTE INCECYT	Beth TaylorVP Finance & Chief Acctg Offcr	48,854	—	—	15,000	—
Dec 18, 2018 MForm 4 →	Dec 19, 4:38 pm EST	Teladoc Health, Inc.TDOC	Andrew TuritzSVP - Business Development	2,734	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:38 pm EST	Teladoc Health, Inc.TDOC	Lewis LevyChief Medical Officer	640	—	—	40,467	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:41 pm EST	Editas Medicine, Inc.EDIT	Vickesh MyerChief Technology Officer	7,000	—	—	56,897	—
Dec 17, 2018 AForm 4 →	Dec 19, 4:49 pm EST	AMN HEALTHCARE SERVICES INCAMN	Susan R SalkaPresident and CEO, Director	22,187	—	—	22,187	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:55 pm EST	AUTONATION, INC.AN	Cheryl MillerEVP and CFO	737	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:55 pm EST	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	149	—	—	8,610	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:57 pm EST	CHEVRON CORPCVX	Joseph C GeageaExecutive Vice President	390	—	—	8,369	—
Dec 17, 2018 MForm 4 →	Dec 19, 4:59 pm EST	CHEVRON CORPCVX	James William JohnsonExecutive Vice President	507	—	—	10,884	—
Dec 17, 2018 AForm 4 →	Dec 19, 5:00 pm EST	Altus Midstream CoALTM	Mark A BorerDirector	11,037	—	—	11,037	—	amended
Dec 17, 2018 MForm 4 →	Dec 19, 5:02 pm EST	CHEVRON CORPCVX	Mark A NelsonVice President	43	—	—	2,502	—
Dec 17, 2018 CForm 4 →	Dec 19, 5:02 pm EST	Okta, Inc.OKTA	Jacques Frederic KerrestChief Operating Officer, Director	9,934	—	—	2,260,602	—
Dec 17, 2018 CMForm 4 →	Dec 19, 5:03 pm EST	Okta, Inc.OKTA	Michael R KoureyDirector	52,500	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:04 pm EST	AUTOZONE INCAZO	Ronald B GriffinSr. Vice President & CIO	21,000	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:05 pm EST	CHEVRON CORPCVX	Michael K WirthChairman and CEO, Director	507	—	—	10,884	—
Dec 17, 2018 CGMForm 4 →	Dec 19, 5:05 pm EST	Okta, Inc.OKTA	William E LoschChief Financial Officer	128,000	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:07 pm EST	CHEVRON CORPCVX	Patricia E YarringtonVP & Chief Financial Officer	390	—	—	8,369	—
Dec 18, 2018 MForm 4 →	Dec 19, 5:08 pm EST	Public StoragePSA	Uri P HarkhamDirector	1,000	—	—	1,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 5:09 pm EST	AVROBIO, Inc.AVRO	Birgitte VolckPresident of R&D	293,000	—	—	293,000	—
Dec 17, 2018 CMForm 4 →	Dec 19, 5:09 pm EST	Square, Inc.SQ	Alyssa HenrySeller Lead	150,000	—	—	0	—
Dec 18, 2018 MForm 4 →	Dec 19, 5:13 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	2,136	—
Dec 18, 2018 JForm 4 →	Dec 19, 5:16 pm EST	Hyatt Hotels CorpH	Don G.C. Trust #8Other	11,685	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:16 pm EST	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	5,000	—	—	157,000	—
Dec 18, 2018 JForm 4 →	Dec 19, 5:17 pm EST	Hyatt Hotels CorpH	R.A. G.C. Trust #8Other	36,527	—	—	0	—
Dec 14, 2018 PForm 4 →	Dec 19, 5:23 pm EST	Celsius Holdings, Inc.CELH	Carl Desantis10% Owner	—	—	—	—	—	late
Dec 19, 2018 MForm 4 →	Dec 19, 5:28 pm EST	UNITED SECURITY BANCSHARESUBFO	Bhavneet GillSVP & CHIEF FINANCIAL OFFICER	7,500	—	—	21,587	—
Dec 17, 2018 AForm 4 →	Dec 19, 5:31 pm EST	Presbia PLCLENS	Gerd AuffarthDirector	81,743	—	—	81,743	—
Dec 17, 2018 AForm 4 →	Dec 19, 5:32 pm EST	Presbia PLCLENS	Robert J CresciDirector	81,743	—	—	81,743	—
Dec 18, 2018 CForm 4 →	Dec 19, 5:35 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	6,682	—	—	13,211,247	—
Dec 18, 2018 CForm 4 →	Dec 19, 5:36 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	6,682	—	—	14,997,651	—
Dec 14, 2018 PForm 4 →	Dec 19, 5:36 pm EST	Celsius Holdings, Inc.CELH	William H. MilmoeDirector	—	—	—	—	—	late amended
Dec 17, 2018 AForm 4 →	Dec 19, 5:36 pm EST	Presbia PLCLENS	Gerald FarrellDirector	81,743	—	—	81,743	—
Dec 18, 2018 CForm 4 →	Dec 19, 5:37 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	6,682	—	—	14,997,651	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:41 pm EST	Broadcom Inc.AVGO	Hock E TanPresident and CEO, Director	20,000	—	—	1,297,916	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:55 pm EST	NUVASIVE INCNUVA	Matthew LinkPresident, Strat/Tech/Corp Dev	500	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 5:57 pm EST	SALESFORCE COM INCCRM	Amy E WeaverPres., Legal & General Counsel	4,889	—	—	35,396	—
Dec 19, 2018 MForm 4 →	Dec 19, 6:02 pm EST	UNITED SECURITY BANCSHARESUBFO	Dennis R WoodsCEO, Director	7,500	—	—	10,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:02 pm EST	Wendy's CoWEN	Leigh A. BurnsideChief Accounting Officer	116	—	—	22,784	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:03 pm EST	Wendy's CoWEN	Liliana EspositoChief Communications Officer	31	—	—	6,129	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:03 pm EST	Wendy's CoWEN	Kurt A KaneEVP, Chief Concept & Mktg Ofcr	86	—	—	16,754	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:03 pm EST	Wendy's CoWEN	Matthew Coley O'BrienChief People Officer	114	—	—	22,103	—
Dec 17, 2018 AMForm 4 →	Dec 19, 6:05 pm EST	Wendy's CoWEN	Todd Allan PenegorPresident & CEO, Director	63,777	—	—	0	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:06 pm EST	Wendy's CoWEN	Gunther PloschChief Financial Officer	474	—	—	92,671	—
Dec 17, 2018 AMForm 4 →	Dec 19, 6:06 pm EST	Wendy's CoWEN	Abigail E. PringleCGDO & International	256	—	—	0	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:07 pm EST	Wendy's CoWEN	E.J. WunschChief Legal Officer, Secretary	123	—	—	24,231	—
Dec 17, 2018 AForm 4 →	Dec 19, 6:07 pm EST	Wendy's CoWEN	Joseph A LevatoDirector	685	—	—	133,717	—
Dec 17, 2018 AMForm 4 →	Dec 19, 6:07 pm EST	Wendy's CoWEN	Robert D. WrightEVP, COO & International	63,777	—	—	0	—
Dec 19, 2018 MForm 4 →	Dec 19, 6:11 pm EST	UNITED SECURITY BANCSHARESUBFO	David L EytchesonSVP & COO	7,500	—	—	10,000	—
Dec 18, 2018 MForm 4 →	Dec 19, 6:15 pm EST	Sphere 3D CorpANY	Kurt L. KalbfleischSVP and CFO	3,017	—	—	12,066	—
Dec 19, 2018 MForm 4 →	Dec 19, 6:20 pm EST	UNITED SECURITY BANCSHARESUBFO	William M. YarbenetSVP & CCO	7,500	—	—	39,022	—
Dec 18, 2018 AForm 4 →	Dec 19, 6:29 pm EST	UNITED SECURITY BANCSHARESUBFO	Robert C Oberg Jr.SVP & CHIEF RISK OFFICER	6,667	—	—	24,041	—
Dec 17, 2018 MForm 4 →	Dec 19, 6:34 pm EST	BeiGene, Ltd.BGNE	Amy C. PetersonCMO, Immuno-oncology	260,000	—	—	820,000	—
Dec 18, 2018 CForm 4 →	Dec 19, 6:39 pm EST	SMARTSHEET INCSMAR	James N WhiteDirector	108,445	—	—	221,602	—
Dec 19, 2018 MForm 4 →	Dec 19, 6:45 pm EST	PLUMAS BANCORPPLBC	Daniel E WestDirector	3,200	—	—	0	—
Dec 19, 2018 MForm 4 →	Dec 19, 6:47 pm EST	PLUMAS BANCORPPLBC	William E ElliottDirector	3,200	—	—	0	—
Dec 19, 2018 FMForm 4 →	Dec 19, 6:57 pm EST	REDWOOD TRUST INCRWT	Andrew P StoneGeneral Counsel	78,241	—	—	0	—
Dec 19, 2018 FMForm 4 →	Dec 19, 6:58 pm EST	REDWOOD TRUST INCRWT	Christopher J AbateChief Executive Officer, Director	120,436	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 6:58 pm EST	CLOROX CO /DE/CLX	Dawn C WilloughbyEVP-COO	27,209	—	—	11,661	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:00 pm EST	INTERCEPT PHARMACEUTICALS, INC.ICPT	David ShapiroChief Medical Officer	2,000	—	—	19,031	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:07 pm EST	PORTOLA PHARMACEUTICALS INCPTLA	Charles J HomcyDirector	90,000	—	—	0	—
Dec 17, 2018 AForm 4 →	Dec 19, 7:17 pm EST	HEALTHEQUITY INCHQY	Larry L TrittschuhEVP Chief Security Officer	25,678	—	—	25,678	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:27 pm EST	SMART Global Holdings, Inc.SGH	Alan MartenSenior Vice President	8,800	—	—	48,922	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:30 pm EST	WALT DISNEY CO/DIS	Brent WoodfordEVP, Control, Fin Plan & Tax	3,441	—	—	0	—
Dec 19, 2018 MForm 4 →	Dec 19, 7:30 pm EST	PRO DEX INCPDEX	David HovdaDirector	3,000	—	—	1,500	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:30 pm EST	WALT DISNEY CO/DIS	Christine M McCarthySEVP-Chief Financial Officer	10,936	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:31 pm EST	WALT DISNEY CO/DIS	Robert A IgerChairman and CEO, Director	65,896	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:32 pm EST	WALT DISNEY CO/DIS	Alan N BravermanSr EVP, General Counsel & Secy	11,770	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:32 pm EST	WALT DISNEY CO/DIS	Mary Jayne ParkerSr EVP and Chief HR Officer	8,352	—	—	0	—
Dec 17, 2018 MForm 4 →	Dec 19, 7:33 pm EST	WALT DISNEY CO/DIS	Zenia B. MuchaSEVP Corporate Communications	7,455	—	—	0	—
Dec 17, 2018 CForm 4 →	Dec 19, 7:56 pm EST	Stitch Fix, Inc.SFIX	Katrina LakeChief Executive Officer, Director, 10% Owner	8,673	—	—	11,425,532	—
Dec 17, 2018 CForm 4 →	Dec 19, 7:56 pm EST	Stitch Fix, Inc.SFIX	Mike C. SmithPresident and COO	25,000	—	—	1,043,364	—
Dec 17, 2018 AForm 4 →	Dec 19, 7:58 pm EST	Dolby Laboratories, Inc.DLB	Giles BakerSVP, Consumer Entertainment	75,000	—	—	50,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 7:59 pm EST	Dolby Laboratories, Inc.DLB	Lewis ChewEVP & Chief Financial Officer	78,000	—	—	52,000	—
Dec 17, 2018 MForm 4 →	Dec 19, 8:01 pm EST	TherapeuticsMD, Inc.TXMD	John C.K. Milligan IVPresident/Secretary, Director	258,127	—	—	0	—
Dec 17, 2018 AForm 4 →	Dec 19, 8:01 pm EST	Dolby Laboratories, Inc.DLB	Steven E ForshaySVP, Advanced Technology Group	27,000	—	—	27,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 8:02 pm EST	Dolby Laboratories, Inc.DLB	Todd PendletonSVP, Chief Marketing Officer	54,000	—	—	36,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 8:03 pm EST	Dolby Laboratories, Inc.DLB	Mark Andrew ShermanEVP, GEN. COUN. & SECRTY	78,000	—	—	52,000	—
Dec 17, 2018 AForm 4 →	Dec 19, 8:04 pm EST	Dolby Laboratories, Inc.DLB	Kevin J YeamanPresident and CEO, Director	246,000	—	—	164,000	—
Dec 18, 2018 MForm 4 →	Dec 19, 8:31 pm EST	INVESTMENT TECHNOLOGY GROUP, INC.ITG	Francis J TroiseCEO and President, Director	65,611	—	—	131,240	—
Dec 18, 2018 MForm 4 →	Dec 20, 8:36 am EST	BIOTIME INCBTX	Stephana Eilene PattonGeneral Counsel & Secretary	27,500	—	—	13,750	—
Dec 18, 2018 MForm 4 →	Dec 20, 8:40 am EST	BIOTIME INCBTX	Russell SkibstedChief Financial Officer	22,500	—	—	11,250	—
Dec 19, 2018 MForm 4 →	Dec 20, 11:00 am EST	XBiotech Inc.XBIT	John SimardChief Executive Officer, Director, 10% Owner	50,000	—	—	0	—
Dec 19, 2018 AForm 4 →	Dec 20, 11:31 am EST	IRONCLAD ENCRYPTION CorpIRNC	David G. GullicksonVice President, Treasurer	500,000	—	—	500,000	—
Dec 18, 2018 MForm 4 →	Dec 20, 12:51 pm EST	FALCONSTOR SOFTWARE INCFALC	Martin M Hale Jr.Director, 10% Owner	303,379,065	—	—	1,543,630	—
Dec 18, 2018 MForm 4 →	Dec 20, 12:52 pm EST	FALCONSTOR SOFTWARE INCFALC	HCP-FVA, LLCDirector, 10% Owner	303,379,065	—	—	1,543,630	—
Dec 18, 2018 MForm 4 →	Dec 20, 1:02 pm EST	EMERSON ELECTRIC COEMR	Bell Katherine ButtonSr. VP & Chief Marketing Off.	1,200	—	—	0	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:45 pm EST	ACCO BRANDS CorpACCO	James A BuzzardDirector	318	—	—	35,946	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:46 pm EST	ACCO BRANDS CorpACCO	Kathleen S DvorakDirector	673	—	—	76,094	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:46 pm EST	ACCO BRANDS CorpACCO	Pradeep JotwaniDirector	498	—	—	56,296	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:47 pm EST	ACCO BRANDS CorpACCO	Robert J KellerDirector	343	—	—	38,683	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:47 pm EST	ACCO BRANDS CorpACCO	Thomas KroegerDirector	422	—	—	47,631	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:48 pm EST	ACCO BRANDS CorpACCO	Ronald M. LombardiDirector	92	—	—	10,309	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:49 pm EST	ACCO BRANDS CorpACCO	Graciela MonteagudoDirector	216	—	—	24,323	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:49 pm EST	ACCO BRANDS CorpACCO	Hans Michael NorkusDirector	783	—	—	62,827	—
Dec 19, 2018 AForm 4 →	Dec 20, 1:50 pm EST	ACCO BRANDS CorpACCO	E Mark RajkowskiDirector	556	—	—	62,827	—
Dec 19, 2018 MForm 4 →	Dec 20, 2:12 pm EST	County Bancorp, Inc.ICBK	Timothy J. SchneiderPresident, Director	6,080	—	—	0	—
Dec 19, 2018 MForm 4 →	Dec 20, 2:23 pm EST	ESSEX PROPERTY TRUST, INC.ESS	John F. BurkartSr. Executive Vice President	332	—	—	0	—
Dec 20, 2018 MForm 4 →	Dec 20, 2:24 pm EST	INTERFACE INCTILE	James B Miller Jr.Director	5,000	—	—	0	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:27 pm EST	DONEGAL GROUP INCDGICA	Scott Andrew BerlucchiDirector	4,500	—	—	4,500	—
Dec 18, 2018 AForm 4 →	Dec 20, 2:29 pm EST	BUCKEYE PARTNERS, L.P.BPL	Gary L BohnsackVP, Controller and CAO	7,156	—	—	7,156	—
Dec 19, 2018 CForm 4 →	Dec 20, 2:33 pm EST	EverQuote, Inc.EVER	John L. ShieldsDirector	56,472	—	—	0	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:34 pm EST	DONEGAL GROUP INCDGICA	Robert S BolingerDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:37 pm EST	DONEGAL GROUP INCDGICA	Patricia A GilmartinDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:44 pm EST	DONEGAL GROUP INCDGICA	Jack Lee HessDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:47 pm EST	DONEGAL GROUP INCDGICA	Barry C HuberDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:54 pm EST	DONEGAL GROUP INCDGICA	Kevin Michael Kraft Sr.Director	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 2:58 pm EST	DONEGAL GROUP INCDGICA	Jon Marshall MahanDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:04 pm EST	DONEGAL GROUP INCDGICA	Sewell Trezevant Moore Jr.Director	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:07 pm EST	DONEGAL GROUP INCDGICA	Richard D Wampler IIDirector	4,500	—	—	4,500	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:11 pm EST	DONEGAL GROUP INCDGICA	Kevin Gerard BurkePresident & Chief Exec Officer, Director	45,000	—	—	45,000	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:14 pm EST	DONEGAL GROUP INCDGICA	Cyril J GreenyaSenior Vice President	35,000	—	—	35,000	—
Dec 19, 2018 MForm 4 →	Dec 20, 3:18 pm EST	First Savings Financial Group IncFSFG	L. Chris FordyceOther	100	—	—	300	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:18 pm EST	DONEGAL GROUP INCDGICA	Richard George KelleySenior Vice President	35,000	—	—	35,000	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:22 pm EST	DONEGAL GROUP INCDGICA	Jeffrey Dean MillerEVP & Chief Financial Officer	40,000	—	—	40,000	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:25 pm EST	DONEGAL GROUP INCDGICA	Sanjay PandeySr. VP & Chief Info Officer	35,000	—	—	35,000	—
Dec 20, 2018 AForm 4 →	Dec 20, 3:28 pm EST	DONEGAL GROUP INCDGICA	Daniel J WagnerSr. VP & Treasurer	35,000	—	—	35,000	—
Dec 19, 2018 MForm 4 →	Dec 20, 3:45 pm EST	NORWOOD FINANCIAL CORPNWFL	Kenneth A PhillipsDirector	75	—	—	5,275	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.