SEC Form 4 · accession 0001562180-18-005052
BALL Corp · BALL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore M Solso
Director
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | J | 8 | $46.65 | A | 61,288 | D | |
| Common Stock | holding | — | — | — | 8,190 | I | Solso Revocable Trust | |
| Common Stock | holding | — | — | — | 56,000 | I | Spouse's Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Compensation Company Stock PlanF2,F4 | — | Dec 17, 2018 | J | 280 | A | — | — | Common Stock | 280 | 131,356 | D |
Explanation of responses
- F1Dividend reinvestment in Ball Corporation 2000 Deferred Compensation Company Stock Plan.
- F2Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
- F3Dividend reinvestment in Ball Corporation Deferred Compensation Company Stock Plan.
- F4Stock units in Ball Corporation's Deferred Compensation Company Stock Plans are distributed upon the separation of service in accordance with the Plan.