Company · CIK 0000922521 · SIC 7372 — Services-Prepackaged Software · OTC
FALCONSTOR SOFTWARE INC · FALC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2018 XForm 4 → | Jan 14, 2019, 6:09 pm EST | Michael P KellyDirector | 763,915 | $0.001 | $764 | 763,915 | — | plan? late |
| Dec 27, 2018 XForm 4 → | Dec 28, 4:30 pm EST | ESW Capital, LLC +110% Owner | 122,214,132 | $0.001 | $122,214 | 128,613,493 | — | plan? |
| Dec 18, 2018 MForm 4 → | Dec 20, 12:52 pm EST | HCP-FVA, LLCDirector, 10% Owner | 303,379,065 | $0.001 | $303,379 | 357,601,020 | — | plan? |
| Dec 18, 2018 MForm 4 → | Dec 20, 12:51 pm EST | Martin M Hale Jr.Director, 10% Owner | 303,379,065 | $0.001 | $303,379 | 358,200,057 | — | plan? |
| Nov 16, 2018 SForm 4 → | Nov 27, 4:21 pm EST | Michael P KellyDirector | 109,773 | $0.0492 | $5,401 | 0 | −100% | plan? late |
| Apr 23, 2018 MForm 4 → | Apr 25, 4:00 pm EDT | HCP-FVA, LLCDirector, 10% Owner | 53,370,601 | $0.001 | $53,371 | 54,221,955 | — | plan? |
| Apr 23, 2018 MForm 4 → | Apr 25, 4:00 pm EDT | Martin M Hale Jr.Director, 10% Owner | 53,370,601 | $0.001 | $53,371 | 54,820,992 | — | plan? |
| Mar 1, 2018 JForm 4 → | Nov 27, 4:21 pm EST | Michael P KellyDirector | 104,217 | — | — | 109,773 | — | plan? late |
| Jan 1, 2018 JForm 5 → | Jan 18, 2019, 4:36 pm EST | Barry RudolphDirector | 104,117 | — | — | 35,963 | — | plan? |
| Jan 1, 2018 JForm 5 → | Jan 18, 2019, 4:33 pm EST | William D MillerDirector | 104,117 | — | — | — | — | plan? |
| Aug 22, 2017 PForm 4 → | Aug 28, 8:03 am EDT | ESW Capital, LLC +110% Owner | 1,382,884 | $0.3662 | $506,469 | 6,399,361 | +27.6% | plan? late |
| May 8, 2017 AForm 4 → | May 9, 6:27 pm EDT | Barry RudolphDirector | 23,301 | — | — | 140,080 | — | plan? |
| May 8, 2017 AForm 4 → | May 9, 6:25 pm EDT | William D MillerDirector | 21,139 | — | — | 136,848 | — | plan? |
| May 8, 2017 AForm 4 → | May 9, 6:22 pm EDT | Michael P KellyDirector | 25,223 | — | — | 217,390 | — | plan? |
| May 8, 2017 AForm 4 → | May 9, 6:19 pm EDT | Martin M Hale Jr.Director, 10% Owner | 22,821 | — | — | 175,032 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 6:07 pm EDT | Barry RudolphDirector | 94,117 | — | — | 116,779 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 6:04 pm EDT | Michael P KellyDirector | 94,117 | — | — | 192,167 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 6:02 pm EDT | William D MillerDirector | 94,117 | — | — | 115,709 | — | plan? |
| May 3, 2017 AForm 4 → | May 5, 6:00 pm EDT | Martin M Hale Jr.Director, 10% Owner | 94,117 | — | — | 152,211 | — | plan? |
| Apr 25, 2017 FForm 4 → | Apr 26, 4:18 pm EDT | Gary QuinnPresident and CEO, Director | 17,855 | — | — | 1,843,148 | — | plan? |
| Apr 25, 2017 FForm 4 → | Apr 26, 4:16 pm EDT | Alan KometEVP Worldwide Field Operations | 14,294 | — | — | 210,721 | — | plan? |
| Mar 15, 2017 PForm 4 → | Mar 17, 4:15 pm EDT | William D MillerDirector | 2,600 | $0.3863 | $1,005 | 2,600 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:26 pm EDT | Martin M Hale Jr.Director, 10% Owner | 13,019 | — | — | 58,094 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:24 pm EDT | Barry RudolphDirector | 12,662 | — | — | 22,662 | — | plan? |
| Mar 13, 2017 FForm 4 → | Mar 15, 5:22 pm EDT | Gary QuinnPresident and CEO, Director | 13,997 | — | — | 1,861,003 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:18 pm EDT | William D MillerDirector | 11,592 | — | — | 21,592 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:13 pm EDT | Michael P KellyDirector | 15,159 | — | — | 98,050 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 24, 4:36 pm EST | William D MillerDirector | 10,000 | — | — | 10,000 | — | plan? late |
| Jan 3, 2017 AForm 4 → | Jan 24, 4:32 pm EST | Barry RudolphDirector | 10,000 | — | — | 10,000 | — | plan? late |
| Nov 4, 2016 AForm 4 → | Nov 8, 8:02 pm EST | Barry RubensteinDirector | 14,201 | — | — | 1,015,201 | — | plan? |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:50 pm EST | Eli OxenhornDirector | 22,286 | — | — | 1,088,286 | — | plan? |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:40 pm EST | Irwin LieberDirector | 14,201 | — | — | 1,788,028 | — | plan? |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:34 pm EST | Michael P KellyDirector | 12,891 | — | — | 82,891 | — | plan? |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:26 pm EST | Alan W KaufmanDirector | 15,075 | — | — | 110,075 | — | plan? |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:16 pm EST | Steven R FischerDirector | 15,950 | — | — | 110,950 | — | plan? |
| Nov 4, 2016 AJForm 4 → | Nov 8, 2:36 pm EST | Martin M Hale Jr.Director, 10% Owner | 206,085 | $1.02 | $194,830 | 45,075 | — | plan? |
| Sep 2, 2016 PForm 4 → | Sep 7, 9:07 am EDT | Gary QuinnPresident and CEO, Director | 50,000 | $1.01 | $50,690 | 1,875,000 | +2.74% | plan? |
| Jul 29, 2016 JForm 4 → | Aug 2, 3:28 pm EDT | Martin M Hale Jr.Director, 10% Owner | 186,062 | $1.05 | $195,365 | 1,259,381 | — | plan? |
| May 31, 2016 JForm 4 → | Jun 1, 4:31 pm EDT | Martin M Hale Jr.Director, 10% Owner | 143,737 | $1.34 | $192,608 | 1,073,319 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 6:14 pm EDT | Barry RubensteinDirector | 10,000 | — | — | 1,001,000 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 6:10 pm EDT | Eli OxenhornDirector | 10,000 | — | — | 1,066,000 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 6:05 pm EDT | Michael P KellyDirector | 10,000 | — | — | 70,000 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 6:01 pm EDT | Alan W KaufmanDirector | 10,000 | — | — | 95,000 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 5:57 pm EDT | Irwin LieberDirector | 10,000 | — | — | 1,773,827 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 5:53 pm EDT | Martin M Hale Jr.Director, 10% Owner | 10,000 | — | — | 30,000 | — | plan? |
| Apr 27, 2016 AForm 4 → | Apr 28, 5:46 pm EDT | Steven R FischerDirector | 10,000 | — | — | 95,000 | — | plan? |
| Feb 18, 2016 AForm 4 → | Feb 19, 4:32 pm EST | Gary QuinnPresident and CEO, Director | 100,000 | — | — | 1,825,000 | — | plan? |
| Feb 18, 2016 AForm 4 → | Feb 19, 4:30 pm EST | Louis J PetrucellyEVP & Chief Financial Officer | 100,000 | — | — | 580,500 | — | plan? |
| Jan 21, 2016 JForm 4 → | Jan 25, 5:03 pm EST | Martin M Hale Jr.Director, 10% Owner | 103,200 | $1.83 | $188,856 | 929,582 | — | plan? |
| Dec 31, 2015 JForm 4 → | Jan 5, 2016, 4:58 pm EST | Martin M Hale Jr.Director, 10% Owner | 227,345 | $1.70 | $385,803 | 826,382 | — | plan? |
| Nov 2, 2015 SForm 4 → | Nov 3, 6:53 pm EST | Gary QuinnPresident and CEO, Director | 100,000 | $1.97 | $196,925 | 1,725,000 | −5.48% | plan? |
| Aug 26, 2015 PForm 4 → | Aug 28, 12:48 pm EDT | Martin M Hale Jr.Director, 10% Owner | 3,660 | $1.50 | $5,490 | 599,037 | +0.61% | plan? |
| Aug 14, 2015 PForm 4 → | Aug 17, 4:05 pm EDT | Michael P KellyDirector | 20,000 | $1.69 | $33,711 | 60,000 | +50.0% | plan? |
| Aug 5, 2015 PForm 4/A → | Aug 28, 12:45 pm EDT | Martin M Hale Jr.Director, 10% Owner | 372,186 | $1.52 | $565,723 | 595,377 | +167% | plan? |
| Aug 5, 2015 PForm 4 → | Aug 7, 4:26 pm EDT | Martin M Hale Jr.Director, 10% Owner | 372,186 | $1.52 | $565,723 | 595,377 | +167% | plan? amended |
| Aug 3, 2015 PForm 4/A → | Aug 28, 12:39 pm EDT | Martin M Hale Jr.Director, 10% Owner | 223,191 | $1.48 | $330,643 | 223,191 | — | plan? |
| Aug 3, 2015 PForm 4 → | Aug 5, 4:48 pm EDT | Martin M Hale Jr.Director, 10% Owner | 223,191 | $1.48 | $330,643 | 223,191 | — | plan? amended |
| Jul 28, 2015 AForm 4 → | Jul 30, 1:47 pm EDT | Gary QuinnPresident and CEO, Director | 500,000 | — | — | 1,825,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:41 pm EDT | Barry RubensteinDirector | 10,000 | — | — | 991,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:34 pm EDT | Eli OxenhornDirector | 10,000 | — | — | 1,056,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:29 pm EDT | Irwin LieberDirector | 10,000 | — | — | 1,763,827 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:25 pm EDT | Michael P KellyDirector | 10,000 | — | — | 40,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:21 pm EDT | Alan W KaufmanDirector | 10,000 | — | — | 85,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:14 pm EDT | Martin M Hale Jr.Director, 10% Owner | 10,000 | — | — | 20,000 | — | plan? |
| Apr 22, 2015 AForm 4 → | Apr 24, 5:09 pm EDT | Steven R FischerDirector | 10,000 | — | — | 85,000 | — | plan? |
| Apr 21, 2015 AForm 4 → | Apr 22, 7:40 pm EDT | Gary QuinnPresident and CEO, Director | 150,000 | — | — | 1,325,000 | — | plan? |
| Apr 21, 2015 AForm 4 → | Apr 22, 7:34 pm EDT | Louis J PetrucellyEVP & Chief Financial Officer | 150,000 | — | — | 480,500 | — | plan? |
| Mar 3, 2015 SForm 4 → | Mar 5, 4:30 pm EST | Gary QuinnPresident and CEO, Director | 100,000 | $1.56 | $155,670 | 1,175,000 | −7.84% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2018 XForm 4 → | Jan 14, 2019, 6:09 pm EST | Michael P KellyDirector | 763,915 | — | — | 0 | — | late |
| Dec 27, 2018 XForm 4 → | Dec 28, 4:30 pm EST | ESW Capital, LLC +110% Owner | 122,214,132 | — | — | 0 | — | |
| Dec 18, 2018 MForm 4 → | Dec 20, 12:52 pm EST | HCP-FVA, LLCDirector, 10% Owner | 303,379,065 | — | — | 1,543,630 | — | |
| Dec 18, 2018 MForm 4 → | Dec 20, 12:51 pm EST | Martin M Hale Jr.Director, 10% Owner | 303,379,065 | — | — | 1,543,630 | — | |
| Oct 10, 2018 PForm 4 → | Oct 12, 4:06 pm EDT | ESW Capital, LLC +110% Owner | 122,438,918 | $0.2711 | $60,939 | 224,786 | — | |
| Oct 9, 2018 AForm 4 → | Nov 27, 4:21 pm EST | Michael P KellyDirector | 765,320 | $0.2711 | $381 | 1,405 | — | late |
| Oct 9, 2018 DSForm 4 → | Oct 11, 4:02 pm EDT | Martin M Hale Jr.Director, 10% Owner | 63,952,935 | $12.05 | $4,121,100 | 304,922,695 | — | |
| Oct 9, 2018 DSForm 4 → | Oct 11, 4:01 pm EDT | HCP-FVA, LLCDirector, 10% Owner | 63,952,935 | $12.05 | $4,121,100 | 304,922,695 | — | |
| Apr 23, 2018 MForm 4 → | Apr 25, 4:00 pm EDT | HCP-FVA, LLCDirector, 10% Owner | 53,892,880 | — | — | 1,543,630 | — | |
| Apr 23, 2018 MForm 4 → | Apr 25, 4:00 pm EDT | Martin M Hale Jr.Director, 10% Owner | 53,892,880 | — | — | 1,543,630 | — | |
| Feb 23, 2018 AForm 4 → | Feb 28, 7:34 am EST | Martin M Hale Jr.Director, 10% Owner | 408,567,382 | — | — | 366,990,000 | — | late |
| Feb 23, 2018 AForm 4 → | Feb 28, 7:31 am EST | HCP-FVA, LLCDirector, 10% Owner | 408,567,382 | — | — | 366,990,000 | — | late |
| Nov 17, 2017 AForm 4 → | Nov 21, 4:00 pm EST | Martin M Hale Jr.Director, 10% Owner | 13,859,128 | — | — | 13,859,128 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:20 pm EDT | Daniel MuraleEVP, CFO & Treasurer | 200,000 | — | — | 200,000 | — | |
| Mar 13, 2017 AForm 4 → | Mar 15, 5:16 pm EDT | Alan KometEVP Worldwide Field Operations | 75,000 | — | — | 75,000 | — | |
| Jan 3, 2017 AForm 4 → | Jan 5, 4:15 pm EST | Alan KometEVP Worldwide Field Operations | 75,000 | — | — | 75,000 | — | |
| Nov 4, 2016 AForm 4 → | Nov 8, 7:46 pm EST | Daniel MuraleVP of Finance & Interim CFO | 200,000 | — | — | 200,000 | — | |
| Feb 18, 2016 AForm 4 → | Feb 19, 4:34 pm EST | Alan KometEVP Worldwide Field Operations | 100,000 | — | — | 100,000 | — |