SEC Form 4 · accession 0000921895-16-006046
FALCONSTOR SOFTWARE INC · FALC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Murale
Officer — VP of Finance & Interim CFO
Period of report
Nov 4, 2016
Accepted (ET)
Nov 8, 2016 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922521
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.55 | Nov 4, 2016 | A | 200,000 | A | — | Nov 4, 2026 | Common Stock | 200,000 | 200,000 | D |
Explanation of responses
- F1Represents stock options granted under the Issuer's 2016 Incentive Stock Plan, 1/3 of which vest on each of the next three anniversaries of the grant date.