SEC Form 4 · accession 0000921895-16-005640
FALCONSTOR SOFTWARE INC · FALC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Quinn
Officer — President and CEO · Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | P | 20,000 | $1.01 | A | 1,845,000 | D | |
| Common Stock | Sep 2, 2016 | P | 20,000 | $1.02 | A | 1,865,000 | D | |
| Common StockF1 | Sep 2, 2016 | P | 10,000 | $1.009 | A | 1,875,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase price for these shares was $1.009005 per share. Note that due to field restrictions in Table 1, Column 4, tha last 3 decimal places do not appear.