SEC Form 4 · accession 0000921895-15-002345
FALCONSTOR SOFTWARE INC · FALC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Quinn
Officer — President and CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 6:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9516 | D | 1,820,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9524 | D | 1,815,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.97 | D | 1,810,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.978 | D | 1,805,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.97 | D | 1,800,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.97 | D | 1,795,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.97 | D | 1,790,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9511 | D | 1,785,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.95 | D | 1,780,000 | D | |
| Common Stock | Nov 2, 2015 | S | 9,300 | $2.00 | D | 1,770,700 | D | |
| Common Stock | Nov 2, 2015 | S | 4,983 | $1.9608 | D | 1,765,717 | D | |
| Common Stock | Nov 2, 2015 | S | 700 | $1.9921 | D | 1,765,017 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9604 | D | 1,760,017 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9701 | D | 1,755,017 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9502 | D | 1,750,017 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.9585 | D | 1,745,017 | D | |
| Common Stock | Nov 2, 2015 | S | 17 | $1.97 | D | 1,745,000 | D | |
| Common Stock | Nov 2, 2015 | S | 5,000 | $1.96 | D | 1,740,000 | D | |
| Common Stock | Nov 3, 2015 | S | 5,000 | $1.963 | D | 1,735,000 | D | |
| Common Stock | Nov 3, 2015 | S | 10,000 | $2.00 | D | 1,725,000 | D |
Table II — derivative securities
No Table II lines on this filing.