SEC Form 4 · accession 0000350698-18-000147
AUTONATION, INC. · AN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Miller
Officer — EVP and CFO
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 17, 2018 | M | 245 | $16.99 | A | 10,791 | D | |
| Common Stock, par value $0.01 per share | Dec 17, 2018 | M | 246 | $18.02 | A | 11,037 | D | |
| Common Stock, par value $0.01 per share | Dec 17, 2018 | M | 246 | $17.70 | A | 11,283 | D | |
| Common Stock, par value $0.01 per share | Dec 17, 2018 | S | 503 | $33.22 | D | 10,780 | D | |
| Common Stock, par value $0.01 per share | Dec 17, 2018 | S | 36 | $34.3269 | D | 10,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $16.99 | Dec 17, 2018 | M | 245 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 245 | 0 | D |
| Employee Stock Option (right to buy)F2 | $18.02 | Dec 17, 2018 | M | 246 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 246 | 0 | D |
| Employee Stock Option (right to buy)F2 | $17.70 | Dec 17, 2018 | M | 246 | D | — | Mar 2, 2019 | Common Stock, par value $0.01 per share | 246 | 0 | D |
Explanation of responses
- F1Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 4, 2018.
- F2The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2009.