SEC Form 4 · accession 0001225208-18-016933
CLOROX CO /DE/ · CLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dawn C Willoughby
Officer — EVP-COO
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021076
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 17, 2018 | M | 11,550 | $72.11 | A | 28,244 | D | |
| Common Stock | Dec 17, 2018 | M | 8,829 | $84.45 | A | 37,073 | D | |
| Common Stock | Dec 17, 2018 | M | 6,830 | $74.09 | A | 43,903 | D | |
| Common StockF2 | Dec 17, 2018 | S | 600 | $164.1242 | D | 43,303 | D | |
| Common StockF3 | Dec 17, 2018 | S | 800 | $163.4725 | D | 42,503 | D | |
| Common StockF4 | Dec 17, 2018 | S | 1,300 | $162.4738 | D | 41,203 | D | |
| Common StockF5 | Dec 17, 2018 | S | 2,100 | $159.4071 | D | 39,103 | D | |
| Common StockF6 | Dec 17, 2018 | S | 2,406 | $157.9023 | D | 36,697 | D | |
| Common StockF7 | Dec 17, 2018 | S | 9,011 | $161.1569 | D | 27,686 | D | |
| Common StockF8 | Dec 17, 2018 | S | 9,100 | $160.5102 | D | 18,586 | D | |
| Common Stock | holding | — | — | — | 930 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $74.09 | Dec 17, 2018 | M | 6,830 | D | Jan 2, 2014 | Jan 2, 2023 | Common Stock | 6,830 | 0 | D |
| Stock Option (Right to Buy) | $72.11 | Dec 17, 2018 | M | 11,550 | D | Sep 11, 2013 | Sep 11, 2022 | Common Stock | 11,550 | 0 | D |
| Stock Option (Right to Buy) | $84.45 | Dec 17, 2018 | M | 8,829 | D | Sep 17, 2014 | Sep 17, 2023 | Common Stock | 8,829 | 11,661 | D |
Explanation of responses
- F1Transaction executed pursuant to a pre-planned trading program adopted by reporting person on September 5, 2018, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- F2This transaction was executed in multiple trades at prices ranging from $163.93 to $164.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $162.89 to $163.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $161.88 to $162.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $158.76 to $159.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $157.56 to $158.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $160.85 to $161.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $159.84 to $160.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.