SEC Form 4 · accession 0000350894-18-000077
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Withrow
Officer — EXECUTIVE VICE PRESIDENT
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 19, 2018 | M | 4,997 | $17.65 | A | 36,711 | D | |
| COMMON STOCK | Dec 19, 2018 | S | 4,997 | $47.50 | D | 31,714 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $17.65 | Dec 19, 2018 | M | 4,997 | A | Feb 25, 2011 | Dec 15, 2019 | STOCK OPTION RIGHT TO PURCHASE | 4,997 | 25,003 | D |