SEC Form 4 · accession 0000950138-18-000663
EMERSON ELECTRIC CO · EMR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bell Katherine Button
Officer — Sr. VP & Chief Marketing Off.
Period of report
Dec 18, 2018
Accepted (ET)
Dec 20, 2018 · 1:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000032604
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2018 | M | 1,200 | $30.025 | A | 47,347 | D | |
| Common StockF2 | Dec 18, 2018 | F | 610 | $59.05 | D | 46,737 | D | |
| Common StockF3 | Dec 18, 2018 | F | 267 | $59.05 | D | 46,470 | D | |
| Common Stock | holding | — | — | — | 1,378 | I | 401(k) plan | |
| Common Stock | holding | — | — | — | 4,908 | I | 401(k) excess plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F5,F4 | $30.025 | Dec 18, 2018 | M | 1,200 | D | Feb 19, 2010 | Feb 19, 2019 | Common Stock | 1,200 | 0 | D |
Explanation of responses
- F1Exercise of 1,200 non-qualified stock options exempt under Rule 16b-3.
- F2Payment of option exercise price by delivering securities.
- F3Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
- F4The options vested in three equal annual installments beginning on the date indicated.
- F5Price is not applicable to stock options received as incentive compensation.