SEC Form 4 · accession 0001225208-18-016924
Wendy's Co · WEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E.J. Wunsch
Officer — Chief Legal Officer, Secretary
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000030697
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F2,F4 | — | Dec 17, 2018 | A | 123 | A | — | — | Common Stock | 123 | 24,231 | D |
Explanation of responses
- F1With tandem dividend equivalent rights and tax withholding rights.
- F2Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F3Represents dividend equivalent units issued on December 17, 2018.
- F4The restricted stock units were granted on October 3, 2016 and vest in three equal installments on the first, second and third anniversaries of the grant date. The first and second installments (including the related dividend equivalent units) vested on October 3, 2017 and 2018, respectively. The third installment (including the related dividend equivalent units) will vest on October 2019, subject to Mr. Wunsch's continued employment with the Company on the applicable vesting date.