SEC Form 4 · accession 0001437749-18-022321
PLUMAS BANCORP · PLBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E West
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 19, 2018 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001168455
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | M | 3,200 | $2.95 | A | 26,862 | I | Family Trust |
| Common Stock | holding | — | — | — | 16,794 | I | Graeagle Land & Water Company | |
| Common Stock | holding | — | — | — | 6,912 | I | Spouse IRA | |
| Common Stock | holding | — | — | — | 8,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to buy common stockF1 | $2.95 | Dec 19, 2018 | M | 3,200 | D | — | Mar 16, 2019 | Common Stock | 3,200 | 0 | D |
Explanation of responses
- F1Exercisable in four (4) equal annual installments beginning March 16, 2012.