SEC Form 4 · accession 0001651308-18-000018
BeOne Medicines Ltd. · ONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy C. Peterson
Officer — CMO, Immuno-oncology
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001651308
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| American Depositary SharesF1,F2 | Dec 17, 2018 | M | 9,859 | $29.10 | A | 9,859 | D | |
| American Depositary SharesF1,F4 | Dec 17, 2018 | S | 900 | $130.3678 | D | 8,959 | D | |
| American Depositary SharesF1,F5 | Dec 17, 2018 | S | 2,700 | $131.7972 | D | 6,259 | D | |
| American Depositary SharesF1,F6 | Dec 17, 2018 | S | 1,700 | $132.9137 | D | 4,559 | D | |
| American Depositary SharesF1,F7 | Dec 17, 2018 | S | 1,005 | $133.8095 | D | 3,554 | D | |
| American Depositary SharesF1,F8 | Dec 17, 2018 | S | 778 | $135.0446 | D | 2,776 | D | |
| American Depositary SharesF1,F9 | Dec 17, 2018 | S | 2,296 | $136.2446 | D | 480 | D | |
| American Depositary SharesF1,F10 | Dec 17, 2018 | S | 480 | $136.93 | D | 0 | D | |
| American Depositary SharesF1,F2 | Dec 18, 2018 | M | 10,141 | $29.10 | A | 10,141 | D | |
| American Depositary SharesF1,F11 | Dec 18, 2018 | S | 1,631 | $131.735 | D | 8,510 | D | |
| American Depositary SharesF1,F12 | Dec 18, 2018 | S | 1,897 | $132.7018 | D | 6,613 | D | |
| American Depositary SharesF1,F13 | Dec 18, 2018 | S | 2,402 | $133.8822 | D | 4,211 | D | |
| American Depositary SharesF1,F14 | Dec 18, 2018 | S | 3,600 | $134.8099 | D | 611 | D | |
| American Depositary SharesF1,F15 | Dec 18, 2018 | S | 611 | $135.5422 | D | 0 | D | |
| Ordinary Shares | holding | — | — | — | 194,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (Right to Buy)F16,F17 | $2.24 | Dec 17, 2018 | M | 128,167 | D | — | Aug 21, 2026 | Ordinary Shares | 128,167 | 951,833 | D |
| Share Option (Right to Buy)F16,F17 | $2.24 | Dec 18, 2018 | M | 131,833 | D | — | Aug 21, 2026 | Ordinary Shares | 131,833 | 820,000 | D |
Explanation of responses
- F1Each American Depositary Share represents 13 Ordinary Shares.
- F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.65 to $137.6499, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.01 to $132.0099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.22 to $133.2199, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.32 to $134.3199, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.37 to $135.3699, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.40 to $136.3999, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depository Shares, sold at each separate price.
- F16The number of securities underlying each option and the exercise price therefor are represented in ordinary shares.
- F17These securities vest over a four-year period as follows: 25% on the first anniversary of August 22, 2016 with the remaining shares vesting in 36 equal successive monthly installments thereafter, subject to continued service. All unvested shares subject to this option are subject to accelerated vesting upon certain termination events.
- F2The exercise price is represented in American Depositary Shares.
- F3The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.16 to $131.1599, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.38 to $132.3799, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.42 to $133.4199, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.43 to $134.4299, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $134.60 to $135.5999, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.
- F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.61 to $136.6099, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of American Depositary Shares, sold at each separate price.