SEC Form 4 · accession 0001179110-18-014161
HEALTHEQUITY, INC. · HQY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry L Trittschuh
Officer — EVP Chief Security Officer
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428336
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | A | 10,481 | $0.00 | A | 10,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $59.63 | Dec 17, 2018 | A | 25,678 | A | — | Dec 17, 2028 | Common Stock | 25,678 | 25,678 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest as to 2,621 shares on December 17, 2019. The remaining shares vest in equal amounts of 2,620 annually on each of December 17, 2020, 2021 and 2022.
- F2The option becomes exercisable as to 6,420 shares in equal annual installments on December 17, 2019 and 2020. The remaining shares become exercisable in equal annual installments of 6,419 on December 17, 2021 and 2022.