SEC Form 4 · accession 0001209191-18-063551
NUVASIVE INC · NUVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Link
Officer — President, Strat/Tech/Corp Dev
Period of report
Dec 17, 2018
Accepted (ET)
Dec 19, 2018 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001142596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 17, 2018 | M | 500 | $34.82 | A | 79,616 | D | |
| Common StockF2,F1 | Dec 17, 2018 | F | 327 | $53.15 | D | 79,289 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $34.82 | Dec 17, 2018 | M | 500 | D | — | — | Common Stock | 500 | 0 | D |
Explanation of responses
- F1Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to previously disclosed Issuer equity awards.
- F2Payment of exercise price by Issuer's withholding of shares incident to the respective option exercise.
- F3The option, representing a right to purchase a total of 500 shares, was granted on January 2, 2009 and is fully vested.