SEC Form 4 · accession 0001443194-18-000002
Celsius Holdings, Inc. · CELH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
William H. Milmoe
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 19, 2018 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001341766
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible NoteF1,F3,F2 | $3.40 | Dec 14, 2018 | P | — | A | Dec 14, 2018 | — | Common Stock | 1,740,588 | — | I |
Explanation of responses
- F1The Note bears interest at a rate of 5% per annum.
- F2The Note is convertible, at the election of its holder CD Financial, LLC, on or prior to the maturity date of 12/14/2020.
- F3CD Financial, LLC is the holder and lender pursuant to the Note. William H. Milmoe is a Manager of CD Financial, LLC.