Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 17, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

195 filings · trading day Oct 17, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 31, 2018 AForm 4 →	Oct 17, 11:00 am EDT	SYKES ENTERPRISES INCSYKE	Charles E SykesCEO & President	256,178	$28.15	$7,211,411	129,912	—	late
May 31, 2018 AForm 4 →	Oct 17, 11:22 am EDT	SYKES ENTERPRISES INCSYKE	Lawrence ZingaleExecutive Vice President	80,261	$28.15	$2,259,347	40,702	—	late
May 31, 2018 AForm 4 →	Oct 17, 11:10 am EDT	SYKES ENTERPRISES INCSYKE	John ChapmanEVP & CFO	73,687	$28.15	$2,074,289	37,368	—	late
May 31, 2018 AForm 4 →	Oct 17, 11:45 am EDT	SYKES ENTERPRISES INCSYKE	James T HolderExecutive VP & Secretary	32,026	$28.15	$901,532	16,241	—	late
May 31, 2018 AForm 4 →	Oct 17, 11:57 am EDT	SYKES ENTERPRISES INCSYKE	David PearsonExecutive Vice President	29,366	$28.15	$826,653	14,892	—	late
May 31, 2018 AForm 4 →	Oct 17, 12:08 pm EDT	SYKES ENTERPRISES INCSYKE	Jenna NelsonExecutive Vice President	25,101	$28.15	$706,593	12,729	—	late
Oct 12, 2018 MForm 4 →	Oct 16, 4:15 pm EDT	CHURCHILL DOWNS IncCHDN	Marcia A DallEVP, and Chief Financial Offic	1,834	$280.06	$513,630	0	—
May 31, 2018 AForm 4 →	Oct 17, 12:18 pm EDT	SYKES ENTERPRISES INCSYKE	James D FarnsworthEVP	9,355	$28.15	$263,343	1,871	—	late
May 31, 2018 AForm 4 →	Oct 17, 12:26 pm EDT	SYKES ENTERPRISES INCSYKE	William RocktoffVP & Corporate Controller	6,513	$28.15	$183,341	1,303	—	late
Oct 15, 2018 MForm 4 →	Oct 17, 1:31 pm EDT	RBB BancorpRBB	Ko-Yen LinDirector	10,763	$9.29	$100,004	0	—
Oct 15, 2018 XForm 4 →	Oct 17, 3:20 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas M. LescalleetOther	2,400	$28.77	$69,048	752	—
Oct 11, 2018 AForm 4 →	Oct 16, 4:41 pm EDT	ALLIANT ENERGY CORPLNT	Thomas F OtooleDirector	1,393	$42.62	$59,375	14,398	—	late
Oct 11, 2018 AForm 4 →	Oct 16, 4:38 pm EDT	ALLIANT ENERGY CORPLNT	Patrick E AllenDirector	1,320	$42.62	$56,250	23,516	—	late
Oct 15, 2018 AForm 4 →	Oct 17, 9:44 am EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Bruce I SachsDirector	251	$179.29	$45,000	9,087	—
Oct 11, 2018 AForm 4 →	Oct 16, 4:44 pm EDT	ALLIANT ENERGY CORPLNT	Susan D WhitingDirector	704	$42.62	$30,000	16,677	—	late
Oct 12, 2018 AForm 4 →	Oct 16, 5:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	John J HaleyChief Executive Officer, Director	209	$137.30	$18,104	103,497	—
Oct 12, 2018 FForm 4 →	Oct 16, 4:23 pm EDT	FIRST DATA CORPFDC	Matthew CagwinSee remarks	659	$23.16	$15,262	20,949	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:03 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Todd J. JonesHead- Corporate Risk & Broking	153	$137.30	$14,639	589	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:00 pm EDT	Zoetis Inc.ZTS	Juan Ramon AlaixChief Executive Officer, Director	494	$28.05	$13,846	70,561	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:00 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Michael J BurwellChief Financial Officer	181	$137.30	$11,315	1,160	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:01 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Julie Jarecke GebauerHead of Human Capital&Benefits	113	$137.30	$9,806	18,524	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:05 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Gene H WickesHead of Benefits Deliv & Admin	113	$137.30	$9,806	21,711	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:28 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Carl Aaron HessHead of IRR	109	$137.30	$9,432	3,154	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:46 pm EDT	Zoetis Inc.ZTS	Clinton A. Lewis Jr.Executive Vice President	278	$28.05	$7,788	21,132	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:56 pm EDT	Zoetis Inc.ZTS	Kristin C PeckExecutive Vice President	278	$28.05	$7,788	27,757	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:00 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne Donovan BodnarChief Human Resources Officer	86	$137.30	$7,483	2,639	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:38 pm EDT	Zoetis Inc.ZTS	Catherine A. KnuppExecutive Vice President	258	$28.05	$7,226	3,579	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:42 pm EDT	Zoetis Inc.ZTS	Glenn DavidChief Financial Officer	258	$28.05	$7,226	14,291	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:49 pm EDT	Zoetis Inc.ZTS	Heidi C. ChenExecutive Vice President	224	$28.05	$6,274	15,761	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:52 pm EDT	Zoetis Inc.ZTS	Andrew FentonExecutive Vice President	205	$28.05	$5,740	9,097	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:54 pm EDT	Zoetis Inc.ZTS	Roxanne LaganoExecutive Vice President	204	$28.05	$5,712	17,330	—
Oct 15, 2018 AForm 4 →	Oct 16, 5:14 pm EDT	CARDINAL HEALTH INCCAH	Calvin DardenDirector	106	$51.63	$5,473	6,091	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:26 pm EDT	BlackRock Health Sciences TrustBME	Robert Glenn HubbardDirector	125	$41.25	$5,170	2,941	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:25 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Robert Glenn HubbardDirector	394	$12.83	$5,057	24,320	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:25 pm EDT	BlackRock Energy & Resources TrustBGR	Robert Glenn HubbardDirector	367	$13.67	$5,015	16,537	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:27 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Robert Glenn HubbardDirector	341	$14.56	$4,967	22,852	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:26 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Robert Glenn HubbardDirector	937	$5.27	$4,940	42,569	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:27 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Robert Glenn HubbardDirector	460	$10.17	$4,681	34,913	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:27 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Robert Glenn HubbardDirector	397	$11.80	$4,681	24,257	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:25 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Robert Glenn HubbardDirector	513	$8.88	$4,551	36,557	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:23 pm EDT	BlackRock Health Sciences TrustBME	Richard CavanaghDirector	109	$41.25	$4,504	1,691	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:01 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Susan Dorrance DaviesPAO and Controller	51	$137.30	$4,419	392	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:21 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Richard CavanaghDirector	343	$12.83	$4,406	14,399	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:24 pm EDT	BlackRock Energy & Resources TrustBGR	Richard CavanaghDirector	320	$13.67	$4,369	9,798	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:22 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Richard CavanaghDirector	297	$14.56	$4,328	13,460	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:22 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Richard CavanaghDirector	817	$5.27	$4,304	24,751	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:23 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Richard CavanaghDirector	401	$10.17	$4,078	20,769	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:23 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Richard CavanaghDirector	346	$11.80	$4,078	14,515	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:21 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Richard CavanaghDirector	447	$8.88	$3,965	21,658	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:23 pm EDT	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	83	$44.88	$3,744	8,551	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:16 pm EDT	BlackRock Health Sciences TrustBME	Michael J CastellanoDirector	75	$41.25	$3,077	1,783	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Joseph GunnHead of North America	22	$137.30	$3,017	393	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:18 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Michael J CastellanoDirector	235	$12.83	$3,010	8,021	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:18 pm EDT	BlackRock Energy & Resources TrustBGR	Michael J CastellanoDirector	218	$13.67	$2,985	6,410	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:17 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Michael J CastellanoDirector	203	$14.56	$2,957	7,232	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:17 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Michael J CastellanoDirector	558	$5.27	$2,940	17,089	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:16 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Michael J CastellanoDirector	274	$10.17	$2,786	10,154	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:16 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Michael J CastellanoDirector	236	$11.80	$2,786	8,184	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:04 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Matthew FurmanGeneral Counsel	20	$137.30	$2,766	332	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:19 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Michael J CastellanoDirector	305	$8.88	$2,709	13,513	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:05 pm EDT	WILLIS TOWERS WATSON PLCWLTW	Anne PullumHead of Strategy and CAO	17	$137.30	$2,389	89	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:35 pm EDT	BlackRock Health Sciences TrustBME	Catherine A. LynchDirector	50	$41.25	$2,051	474	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:33 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Catherine A. LynchDirector	156	$12.83	$2,007	1,218	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:33 pm EDT	BlackRock Energy & Resources TrustBGR	Catherine A. LynchDirector	146	$13.67	$1,990	1,197	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:34 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Catherine A. LynchDirector	135	$14.56	$1,971	1,076	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:34 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Catherine A. LynchDirector	372	$5.27	$1,960	2,776	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:36 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Catherine A. LynchDirector	183	$10.17	$1,857	1,466	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:35 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Catherine A. LynchDirector	157	$11.80	$1,857	1,220	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:33 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Catherine A. LynchDirector	203	$8.88	$1,806	1,737	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:43 pm EDT	PFIZER INCPFE	Dawn RogersExecutive Vice President	41	$43.12	$1,768	7,246	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:30 pm EDT	BlackRock Health Sciences TrustBME	W Carl KesterDirector	32	$41.25	$1,323	1,343	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:29 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	W Carl KesterDirector	101	$12.83	$1,295	12,257	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:29 pm EDT	BlackRock Energy & Resources TrustBGR	W Carl KesterDirector	94	$13.67	$1,284	8,772	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:30 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	W Carl KesterDirector	87	$14.56	$1,272	11,318	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:30 pm EDT	BlackRock Enhanced International Dividend TrustBGY	W Carl KesterDirector	240	$5.27	$1,265	22,639	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:31 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	W Carl KesterDirector	118	$10.17	$1,198	17,316	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:31 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	W Carl KesterDirector	102	$11.80	$1,198	13,090	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:28 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	W Carl KesterDirector	131	$8.88	$1,165	20,478	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:43 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	20	$43.12	$862	12,444	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:21 pm EDT	DENTSPLY SIRONA Inc.XRAY	William E NewellChief Segment Officer	24	$35.84	$853	9,774	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:18 pm EDT	DENTSPLY SIRONA Inc.XRAY	Maureen J. MacInnisSr VP & Chief HR Officer	21	$35.84	$745	8,530	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:39 pm EDT	BlackRock Health Sciences TrustBME	Karen P RobardsDirector	17	$41.25	$686	619	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:37 pm EDT	BLACKROCK FLOATING RATE INCOME TRUSTBGT	Karen P RobardsDirector	52	$12.83	$672	9,315	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:37 pm EDT	BlackRock Energy & Resources TrustBGR	Karen P RobardsDirector	49	$13.67	$666	6,357	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:38 pm EDT	BLACKROCK Ltd DURATION INCOME TRUSTBLW	Karen P RobardsDirector	45	$14.56	$660	8,719	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:38 pm EDT	BlackRock Enhanced International Dividend TrustBGY	Karen P RobardsDirector	124	$5.27	$656	16,341	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:39 pm EDT	BLACKROCK CORPORATE HIGH YIELD FUND, INC.HYT	Karen P RobardsDirector	61	$10.17	$622	13,580	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:39 pm EDT	BLACKROCK CREDIT ALLOCATION INCOME TRUSTBTZ	Karen P RobardsDirector	53	$11.80	$622	9,963	—
Oct 15, 2018 AForm 4 →	Oct 17, 12:36 pm EDT	BlackRock Enhanced Equity Dividend TrustBDJ	Karen P RobardsDirector	68	$8.88	$604	15,495	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:43 pm EDT	PFIZER INCPFE	John D YoungGroup President	9	$43.12	$388	10,496	—
Oct 16, 2018 AForm 4 →	Oct 17, 2:41 pm EDT	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	4	$48.27	$208	35	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:43 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	3	$43.12	$129	4,600	—
Oct 15, 2018 AForm 4 →	Oct 16, 4:02 pm EDT	SANMINA CORPSANM	Michael Joseph ClarkeCEO, Director	150,000	—	—	150,000	—
Oct 13, 2018 MForm 4 →	Oct 16, 4:05 pm EDT	Nutanix, Inc.NTNX	Sunil PottiChief Product/Development Ofcr	43,750	—	—	116,519	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:07 pm EDT	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	6,974	—	—	27,896	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:07 pm EDT	DENTSPLY SIRONA Inc.XRAY	Eric BrandtDirector	4	—	—	1,455	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:10 pm EDT	DENTSPLY SIRONA Inc.XRAY	Michael J ColemanDirector	26	—	—	19,122	—
Oct 12, 2018 MForm 4 →	Oct 16, 4:15 pm EDT	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	260,729	—
Oct 12, 2018 DMForm 4 →	Oct 16, 4:15 pm EDT	Coupa Software IncCOUP	Anthony D TiscorniaPrincipal Accounting Officer	781	—	—	4,167	—
Oct 12, 2018 AForm 4 →	Oct 16, 4:17 pm EDT	DENTSPLY SIRONA Inc.XRAY	Francis J LungerDirector	47	—	—	10,576	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:17 pm EDT	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	33,500	—	—	4,933,000	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:18 pm EDT	ASTRONICS CORPATRO	Raymond W BoushieDirector	5,707	—	—	600	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:19 pm EDT	COMTECH TELECOMMUNICATIONS CORP /DE/CMTL	John BranscumSr. Vice President	8,250	—	—	128,250	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:19 pm EDT	ZYNGA INCZNGA	James Gerard GriffinChief Financial Officer	75,000	—	—	900,000	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:22 pm EDT	ZYNGA INCZNGA	Phuong Y. PhillipsChief Legal Officer	187,500	—	—	562,500	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:23 pm EDT	ASTRONICS CORPATRO	Robert T BradyDirector	8,959	—	—	600	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:26 pm EDT	ASTRONICS CORPATRO	John B DrenningDirector	8,959	—	—	600	—
Oct 12, 2018 MForm 4 →	Oct 16, 4:29 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	2,125	—	—	14,875	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:29 pm EDT	ASTRONICS CORPATRO	Kevin T KeaneDirector, 10% Owner	2,961	—	—	600	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:30 pm EDT	ASTRONICS CORPATRO	David C BurneyVP-FINANCE, CFO	17,721	—	—	164	—
Oct 15, 2018 AForm 4 →	Oct 16, 4:30 pm EDT	ViewRay, Inc.VRAY	James AlecxihChief Commercial Officer	275,000	—	—	275,000	—
May 9, 2018 CForm 4 →	Oct 16, 4:30 pm EDT	Bandwidth Inc.BAND	Susan Bowen10% Owner	976,287	—	—	122,613	—	late
Oct 15, 2018 GForm 4 →	Oct 16, 4:31 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	2,000,000	—	—	1,000,000	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:31 pm EDT	GENERAL DYNAMICS CORPGD	John Patrick CaseyExecutive Vice President	22,500	—	—	45,470	—
Oct 15, 2018 AForm 4 →	Oct 16, 4:31 pm EDT	Matinas BioPharma Holdings, Inc.MTNB	Theresa MatkovitsChief Development Officer	350,000	—	—	350,000	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:32 pm EDT	ASTRONICS CORPATRO	Jeffry D FrisbyDirector	1,200	—	—	600	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:33 pm EDT	ASTRONICS CORPATRO	Peter J GundermannPRESIDENT/CEO, Director	53,495	—	—	270	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:34 pm EDT	ASTRONICS CORPATRO	Nancy L HedgesPrincipal Accounting Officer	842	—	—	150	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:36 pm EDT	ASTRONICS CORPATRO	Warren C JohnsonDirector	1,200	—	—	600	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:39 pm EDT	ASTRONICS CORPATRO	James S KramerExecutive Vice President	11,685	—	—	138	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:41 pm EDT	ASTRONICS CORPATRO	Robert J McKennaDirector	600	—	—	600	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:43 pm EDT	ASTRONICS CORPATRO	James MulatoOther	4,471	—	—	326	—
Oct 12, 2018 JForm 4 →	Oct 16, 4:44 pm EDT	ASTRONICS CORPATRO	Mark PeabodyVP Astronics Advanced Electron	22,191	—	—	180	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:44 pm EDT	YUM BRANDS INCYUM	David W GibbsPresident, CFO	8,342	—	—	25,028	—
Oct 12, 2018 MForm 4 →	Oct 16, 4:49 pm EDT	CBTX, Inc.CBTX	Deborah DinsmoreSr. EVP Chief Info. Officer	1,000	—	—	2,000	—
Oct 15, 2018 MForm 4 →	Oct 16, 4:51 pm EDT	Hanesbrands Inc.HBI	Gerald EvansChief Executive Officer, Director	148,364	—	—	0	—
Oct 15, 2018 AForm 4 →	Oct 16, 4:54 pm EDT	Zosano Pharma CorpZSAN	Gregory David KitchenerChief Financial Officer	100,000	—	—	100,000	—
Sep 10, 2018 JMForm 4 →	Oct 16, 5:07 pm EDT	CorMedix Inc.CRMD	Gary A. GelbfishDirector	2,000,000	—	—	0	—	late amended
Oct 15, 2018 MForm 4 →	Oct 16, 5:15 pm EDT	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	6,300	—	—	12,600	—
Oct 15, 2018 MForm 4 →	Oct 16, 5:26 pm EDT	Guidewire Software, Inc.GWRE	Craig ConwayDirector	200	—	—	1,819	—
Oct 12, 2018 AForm 4 →	Oct 16, 5:30 pm EDT	REPRO MED SYSTEMS INCREPR	Daniel S GoldbergerChairman and Interim CEO, Director	500,000	—	—	500,000	—
Oct 14, 2018 MForm 4 →	Oct 16, 5:36 pm EDT	MICRON TECHNOLOGY INCMU	Michael W BokanSVP, WORLDWIDE SALES	5,775	—	—	5,776	—
Oct 15, 2018 MForm 4 →	Oct 16, 5:46 pm EDT	SCHWAB CHARLES CORPSCHW	Jonathan M. CraigSenior EVP	2,629	—	—	6,873	—
Oct 16, 2018 MForm 4 →	Oct 16, 5:46 pm EDT	SCHWAB CHARLES CORPSCHW	Marie A ChandohaPresident - CSIM	8,424	—	—	0	—
Oct 8, 2018 AForm 4 →	Oct 16, 5:54 pm EDT	OBALON THERAPEUTICS INCOBLN	Daina SchmidtVice President of Marketing	60,000	—	—	60,000	—	late
Oct 13, 2018 MForm 4 →	Oct 16, 6:00 pm EDT	VEEVA SYSTEMS INCVEEV	Alan MateoEVP Global Sales	1,750	—	—	10,500	—
Oct 12, 2018 AForm 4 →	Oct 16, 6:01 pm EDT	Marathon Patent Group, Inc.MARA	David Philip LiebermanChief Financial Officer, Director	200,000	—	—	200,000	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:02 pm EDT	Axovant Sciences Ltd.AXON	Frank TortiDirector	150,000	—	—	150,000	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:04 pm EDT	IRIDEX CORPIRIX	Robert Earle GroveDirector	15,000	—	—	15,000	—
Oct 15, 2018 AForm 4 →	Oct 16, 6:05 pm EDT	Axovant Sciences Ltd.AXON	Myrtle S PotterDirector	150,000	—	—	150,000	—
Oct 12, 2018 AForm 4 →	Oct 16, 6:17 pm EDT	Aravive, Inc.ARAV	Amato GiacciaDirector, 10% Owner	220,728	—	—	19,000	—
Oct 12, 2018 AForm 4 →	Oct 16, 6:19 pm EDT	Aravive, Inc.ARAV	Vinay ShahChief Financial Officer	95,381	—	—	19,000	—
Oct 12, 2018 AForm 4 →	Oct 16, 6:21 pm EDT	Aravive, Inc.ARAV	Raymond TabibiazarDirector, 10% Owner	634,834	—	—	28,501	—
Oct 12, 2018 MForm 4 →	Oct 16, 6:39 pm EDT	Q2 Holdings, Inc.QTWO	John E BreedenEVP, Operations	7,500	—	—	30,400	—
Oct 15, 2018 MForm 4 →	Oct 16, 7:00 pm EDT	INTERCEPT PHARMACEUTICALS, INC.ICPT	David ShapiroChief Medical Officer	3,425	—	—	2,361	—
Oct 16, 2018 MForm 4 →	Oct 16, 7:04 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	137,060	—
Oct 15, 2018 DForm 4 →	Oct 16, 7:23 pm EDT	Reis, Inc.REIS	Jonathan GarfieldExecutive Vice President, Director	100,000	—	—	0	—
Oct 15, 2018 DForm 4 →	Oct 16, 7:25 pm EDT	Reis, Inc.REIS	Lloyd LynfordPresident & CEO, Director	125,000	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 16, 7:25 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Kathy YiSVP & Chief Financial Officer	5,000	—	—	160,000	—
Oct 12, 2018 MForm 4 →	Oct 16, 7:45 pm EDT	CHEGG, INCCHGG	Daniel RosensweigPRESIDENT, CEO & CHAIRMAN, Director	150,000	—	—	215,082	—
Oct 15, 2018 MForm 4 →	Oct 16, 7:58 pm EDT	NETFLIX INCNFLX	David B WellsCFO	1,000	—	—	1,620	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:09 pm EDT	GENERAL CANNABIS CORPCANN	Brian P. AndrewsChief Financial Officer	25,000	—	—	25,000	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:13 pm EDT	GENERAL CANNABIS CORPCANN	Brett M WendtEVP and General Counsel	25,000	—	—	25,000	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:16 pm EDT	GENERAL CANNABIS CORPCANN	Robert Lawrence FrichtelChief Executive Officer, Director	30,000	—	—	30,000	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:18 pm EDT	GENERAL CANNABIS CORPCANN	Peter BoockvarDirector	37,500	—	—	37,500	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:21 pm EDT	GENERAL CANNABIS CORPCANN	Duncan LevinDirector	37,500	—	—	37,500	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:22 pm EDT	GENERAL CANNABIS CORPCANN	Joe HodasChief Operating Officer	25,000	—	—	25,000	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:25 pm EDT	GENERAL CANNABIS CORPCANN	Mark D. GreenDirector	37,500	—	—	37,500	—
Oct 13, 2018 AForm 4 →	Oct 16, 8:27 pm EDT	GENERAL CANNABIS CORPCANN	Michael FeinsodDirector, 10% Owner	50,000	—	—	50,000	—
Oct 16, 2018 AForm 4 →	Oct 16, 8:51 pm EDT	WASHINGTON TRUST BANCORP INCWASH	Dennis L AlgiereSVP Ch Comp Off/Dir Com Affair	1,800	—	—	1,800	—
Oct 12, 2018 AForm 4 →	Oct 16, 8:58 pm EDT	CDTI ADVANCED MATERIALS, INC.CDTI	Peter James ChaseChief Operating Officer	12,000	—	—	12,000	—
Oct 15, 2018 XForm 4 →	Oct 16, 9:06 pm EDT	ASPEN GROUP, INC.ASPU	Sanford RichDirector	20,834	—	—	0	—
Oct 12, 2018 AForm 4 →	Oct 16, 9:10 pm EDT	CDTI ADVANCED MATERIALS, INC.CDTI	Tracy A KernCFO and Secretary	9,000	—	—	9,000	—
Oct 12, 2018 AForm 4 →	Oct 16, 9:18 pm EDT	CDTI ADVANCED MATERIALS, INC.CDTI	Matthew BealeChief Executive Officer	12,000	—	—	12,000	—
Oct 12, 2018 AForm 4 →	Oct 16, 9:23 pm EDT	CDTI ADVANCED MATERIALS, INC.CDTI	Stephen John GoldenChief Technology Officer	9,000	—	—	9,000	—
Oct 15, 2018 MForm 4/A →	Oct 16, 9:49 pm EDT	FLIR SYSTEMS INCFLIR	Todd M DucheneSr VP, General Counsel and Sec	1,000	—	—	57,000	—
Oct 15, 2018 MForm 4 →	Oct 17, 7:58 am EDT	LADENBURG THALMANN FINANCIAL SERVICES INC.LTS	Howard M LorberDirector	300,000	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 9:46 am EDT	FS Bancorp, Inc.FSBW	Joseph C. AdamsDirector/CEO, Director	10,000	—	—	62,800	—
Oct 15, 2018 MForm 4 →	Oct 17, 10:06 am EDT	FS Bancorp, Inc.FSBW	Matthew D. MulletCFO and COO	4,000	—	—	12,537	—
Oct 15, 2018 MForm 4 →	Oct 17, 10:09 am EDT	UNITED STATES CELLULAR CORPUSM	Michael IrizarryEVP-CTO	80,446	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 10:23 am EDT	FS Bancorp, Inc.FSBW	Donn C CostaEVP Home Lending	3,500	—	—	21,900	—
Oct 15, 2018 AForm 4 →	Oct 17, 11:18 am EDT	Elevate Credit, Inc.ELVT	Chad BradfordChief Accounting Officer	7,451	—	—	7,451	—
Oct 15, 2018 MForm 4 →	Oct 17, 11:23 am EDT	BALL CorpBLL	Nate C CareyVice President & Controller	400	—	—	12,035	—
Oct 15, 2018 MForm 4 →	Oct 17, 11:23 am EDT	BALL CorpBLL	Scott C MorrisonSR. V.P. and C.F.O.	5,266	—	—	10,532	—
Oct 15, 2018 FMForm 4 →	Oct 17, 11:49 am EDT	TEAM INCTISI	Greg L BoaneExecutive Vice President & CFO	2,396	—	—	1,253	—
Oct 15, 2018 FMForm 4 →	Oct 17, 12:07 pm EDT	TEAM INCTISI	Andre C BouchardExec VP & Chief Legal Officer	2,738	—	—	1,432	—
Oct 16, 2018 MForm 4 →	Oct 17, 12:09 pm EDT	NATIONAL HEALTHCARE CORPNHC	Ernest G Burgess IIIDirector	7,500	—	—	0	—
Oct 15, 2018 FMForm 4 →	Oct 17, 12:23 pm EDT	TEAM INCTISI	Jeffrey L OttPresident, TEAM PSL & Quest	2,738	—	—	1,432	—
Oct 15, 2018 MForm 4 →	Oct 17, 12:28 pm EDT	Employers Holdings, Inc.EIG	Lenard T OrmsbyEVP, Chief Legal Officer	3,000	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 12:28 pm EDT	Catalent, Inc.CTLT	Barry LittlejohnsPresident, Biologics & SDD	144,811	—	—	0	—
Oct 15, 2018 MForm 4 →	Oct 17, 12:52 pm EDT	InfuSystem Holdings, IncINFU	David C DreyerDirector	45,833	—	—	0	—
Apr 12, 2018 AForm 4 →	Oct 17, 1:35 pm EDT	EVO Transportation & Energy Services, Inc.EVO	John Peter YerosChief Executive Officer	1,200,000	—	—	1,200,000	—	late
Oct 16, 2018 MForm 4 →	Oct 17, 1:37 pm EDT	iRhythm Technologies, Inc.IRTC	Derrick SungEVP, Strat Corp Development	10,000	—	—	98,891	—
Oct 14, 2018 ADForm 4 →	Oct 17, 2:10 pm EDT	APPLIED DNA SCIENCES INCAPDN	Beth JantzenChief Financial Officer	8,334	—	—	4,167	—	late
Oct 17, 2018 ADForm 4 →	Oct 17, 2:15 pm EDT	APPLIED DNA SCIENCES INCAPDN	Charles S. RyanDirector	25,556	—	—	12,778	—
Oct 17, 2018 ADForm 4 →	Oct 17, 2:19 pm EDT	APPLIED DNA SCIENCES INCAPDN	John Bitzer IIIDirector	25,556	—	—	12,778	—
Oct 15, 2018 MForm 4 →	Oct 17, 2:22 pm EDT	VARIAN MEDICAL SYSTEMS INCVAR	John W KuoSVP, Gen Counsel and Secretary	862	—	—	3,454	—
Oct 17, 2018 ADForm 4 →	Oct 17, 2:23 pm EDT	APPLIED DNA SCIENCES INCAPDN	James A HaywardChairman, CEO and President, Director, 10% Owner	1,666,668	—	—	833,334	—
Oct 17, 2018 ADForm 4 →	Oct 17, 2:27 pm EDT	APPLIED DNA SCIENCES INCAPDN	Yacov A ShamashDirector	30,372	—	—	15,186	—
Oct 17, 2018 ADForm 4 →	Oct 17, 2:33 pm EDT	APPLIED DNA SCIENCES INCAPDN	Sanford R SimonDirector	22,224	—	—	11,112	—
Sep 4, 2018 DForm 4/A →	Oct 17, 2:43 pm EDT	ALICO INCALCO	Henry R SlackExecutive Chairman, Director	187,500	—	—	37,500	—
Oct 15, 2018 AForm 4 →	Oct 17, 2:49 pm EDT	WORLD ACCEPTANCE CORPWRLD	Darrell E WhitakerDirector	6,000	—	—	6,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 2:50 pm EDT	WORLD ACCEPTANCE CORPWRLD	Ken R Bramlett Jr.Director	6,000	—	—	6,000	—
Oct 15, 2018 AForm 4 →	Oct 17, 2:51 pm EDT	WORLD ACCEPTANCE CORPWRLD	Charles D WayDirector	6,000	—	—	6,000	—
Sep 4, 2018 DForm 4/A →	Oct 17, 2:53 pm EDT	ALICO INCALCO	George R BrokawExecutive Vice Chairman, Director	187,500	—	—	37,500	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.