SEC Form 4 · accession 0001214659-18-006548
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony D Tiscornia
Officer — Principal Accounting Officer
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2018 | M | 520 | $3.92 | A | 2,371 | D | |
| Common Stock | Oct 12, 2018 | M | 261 | $7.88 | A | 2,632 | D | |
| Common StockF2 | Oct 12, 2018 | S | 1,832 | $62.7301 | D | 800 | D | |
| Common StockF3 | Oct 12, 2018 | S | 800 | $63.7912 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $3.92 | Oct 12, 2018 | M | 520 | D | — | Mar 3, 2025 | Common Stock | 520 | 2,605 | D |
| Stock Option (right to buy)F5 | $7.88 | Oct 12, 2018 | D | 261 | D | — | Feb 3, 2026 | Common Stock | 261 | 4,167 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2018.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.25 to $63.13. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.35 to $64.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The option is exercisable in 48 equal monthly installments after March 4, 2015 provided the reporting person remains in continuous service on each vesting date
- F5The option is exercisable in 48 equal monthly installments after February 1, 2016 provided the reporting person remains in continuous service on each vesting date