SEC Form 4 · accession 0000939057-18-000494
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C. Adams
Officer — Director/CEO · Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2018 | M | 10,000 | $16.89 | A | 42,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $16.89 | Oct 15, 2018 | M | 10,000 | D | Aug 15, 2019 | Aug 15, 2028 | Common Stock | 10,000 | 62,800 | D |
Explanation of responses
- F1Includes 13,338 shares of restricted stock awards that have vested.