SEC Form 4 · accession 0000899243-18-026803
Bandwidth Inc. · BAND
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Bowen
10% Owner
Period of report
May 9, 2018
Accepted (ET)
Oct 16, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 9, 2018 | C | 976,287 | $0.00 | A | 976,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | May 9, 2018 | C | 976,287 | D | — | — | Class A Common Stock | 976,287 | 122,613 | D |
Explanation of responses
- F1Reflects shares of Class A Common Stock received upon automatic conversion of 976,287 shares of Class B Common Stock pursuant to the notice of conversion delivered to the Company by the filing person on November 9, 2017.
- F2The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.