SEC Form 4 · accession 0000950103-18-012093
ViewRay, Inc. · VRAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Alecxih
Officer — Chief Commercial Officer
Period of report
Oct 15, 2018
Accepted (ET)
Oct 16, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001597313
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.09 | Oct 15, 2018 | A | 275,000 | A | — | Oct 15, 2028 | Common Stock | 275,000 | 275,000 | D |
Explanation of responses
- F1The shares subject to this stock option are subject to service-based vesting requirements. 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of September 17, 2018 (the "Vesting Commencement Date"), and thereafter, the remainder of the reported securities vest in equal monthly increments over the following 36 months, such that 100% of the reported securities will be vested as of the fourth anniversary of the Vesting Commencement Date, subject to the Reporting Person remaining a service provider through each such vesting date.