SEC Form 4 · accession 0001553350-18-001127
ASPEN GROUP, INC. · ASPU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanford Rich
Director
Period of report
Oct 15, 2018
Accepted (ET)
Oct 16, 2018 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | X | 12,500 | $2.28 | A | 14,688 | D | |
| Common Stock | Oct 15, 2018 | X | 8,334 | $2.04 | A | 23,022 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $2.28 | Oct 15, 2018 | X | 12,500 | D | Oct 21, 2013 | Oct 21, 2018 | Common Stock | 12,500 | 0 | D |
| Stock Options (Right to Buy) | $2.04 | Oct 15, 2018 | X | 8,334 | D | Dec 20, 2013 | Dec 20, 2018 | Common Stock | 8,334 | 0 | D |