SEC Form 4 · accession 0001209191-18-055122
ASTRONICS CORP · ATRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Keane
Director · 10% Owner
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008063
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| $.01 PV Cl B Stk | Oct 12, 2018 | J | 66,082 | $0.00 | A | 300,102 | D | |
| $.01 PV Cl B StkF2 | Oct 12, 2018 | J | 37,559 | $0.00 | A | 229,834 | I | By Spouse |
| $.01 PV Cl B StkF3 | Oct 12, 2018 | J | 195,040 | $0.00 | A | 1,495,309 | I | 5096 Saranac LLC |
| $.01 PV Com Stk | holding | — | — | — | 206,529 | D | ||
| $.01 PV Com StkF2 | holding | — | — | — | 58,120 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option | $35.81 | Oct 12, 2018 | J | 476 | A | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Cl B Stk | 1,650 | 1,650 | D |
| Option | $45.88 | Oct 12, 2018 | J | 595 | A | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Cl B Stk | 1,563 | 1,563 | D |
| Option | $22.93 | Oct 12, 2018 | J | 690 | A | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Cl B Stk | 1,290 | 1,290 | D |
| Option | $28.50 | Oct 12, 2018 | J | 600 | A | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $34.04 | Oct 12, 2018 | J | 600 | A | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Cl B Stk | 600 | 600 | D |
| Option | $35.81 | holding | — | — | — | Sep 3, 2014 | Mar 3, 2024 | $.01 PV Com Stk | 2,000 | 2,000 | D |
| Option | $45.88 | holding | — | — | — | Sep 10, 2015 | Mar 10, 2025 | $.01 PV Com Stk | 3,000 | 3,000 | D |
| Option | $22.93 | holding | — | — | — | Aug 26, 2016 | Feb 26, 2026 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $28.50 | holding | — | — | — | Sep 7, 2017 | Mar 7, 2027 | $.01 PV Com Stk | 4,000 | 4,000 | D |
| Option | $34.04 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | $.01 PV Com Stk | 4,000 | 4,000 | D |
Explanation of responses
- F1Shares issued pursuant to a three-for-twenty distribution of Class B Stock to holders of both Common and Class B Stock on the record date of October 12, 2018.
- F2Mr. Keane disclaims any beneficial ownership in shares held by his wife.
- F3Represents shares held by 5096 Saranac LLC.