SEC Form 4 · accession 0001127602-18-030332
WILLIS TOWERS WATSON PLC · WTW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd J. Jones
Officer — Head- Corporate Risk & Broking
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001140536
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF2,F1 | — | Oct 12, 2018 | A | 80 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 80 | 949 | D |
| Restricted Share UnitF3,F1 | — | Oct 12, 2018 | A | 47 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 47 | 996 | D |
| Restricted Share UnitF5,F4 | — | Oct 12, 2018 | A | 27 | A | — | — | Ordinary Shares, nominal value $0.000304635 per share | 27 | 589 | D |
Explanation of responses
- F1Restricted share units settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis 6 months after the reporting person's termination date.
- F2Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Deferred Savings Plan for US Employees (the "Plan").
- F3Includes restricted share units acquired pursuant to the Company's matching contribution on the participant's deferral election pursuant to the terms of the Plan and credited to the participant's account in the form of restricted share units under the Plan.
- F4Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
- F5Includes restricted share units acquired pursuant to the participant's deferral election under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees.