SEC Form 4 · accession 0000939057-18-000495
FS Bancorp, Inc. · FSBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew D. Mullet
Officer — CFO and COO
Period of report
Oct 15, 2018
Accepted (ET)
Oct 17, 2018 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001530249
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | M | 4,000 | $16.89 | A | 19,168 | D | |
| Common Stock | holding | — | — | — | 4,800 | D | ||
| Common Stock | holding | — | — | — | 2,800 | I | By spouse's IRA | |
| Common Stock | holding | — | — | — | 11,062 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $16.89 | Oct 15, 2018 | M | 4,000 | D | Aug 15, 2019 | Aug 15, 2028 | Common Stock | 4,000 | 12,537 | D |
Explanation of responses
- F1Stock options award pursuant to the FS Bancorp, Inc. 2018 Equity Incentive Plan. Vests in equal installments of 20% per year beginning on August 15, 2019.