SEC Form 4 · accession 0001209191-18-055118
FIRST DATA CORP · FDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Cagwin
Officer — See remarks
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 12, 2018 | F | 4,997 | $23.16 | D | 143,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Oct 12, 2018 | F | 659 | D | — | — | Class A Common Stock | 659 | 20,949 | D |
Explanation of responses
- F1Represents shares withheld to pay tax obligations in connection with vesting of restricted stock.
- F2Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
Remarks
Chief Accounting Officer, Controller