SEC Form 4 · accession 0001214659-18-006547
Coupa Software Inc · COUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Winter
Officer — Chief Revenue Officer
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385867
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 12, 2018 | M | 5,668 | $13.04 | A | 7,440 | D | |
| Common StockF2 | Oct 12, 2018 | S | 4,068 | $62.7944 | D | 3,372 | D | |
| Common StockF3 | Oct 12, 2018 | S | 1,300 | $63.6908 | D | 2,072 | D | |
| Common StockF4 | Oct 12, 2018 | S | 300 | $64.69 | D | 1,772 | D | |
| Common Stock | Oct 16, 2018 | M | 5,668 | $13.04 | A | 7,440 | D | |
| Common Stock | Oct 16, 2018 | S | 5,668 | $65.00 | D | 1,772 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F5 | $13.04 | Oct 12, 2018 | M | 5,668 | D | — | Sep 7, 2026 | Common Stock | 5,668 | 266,397 | D |
| Stock Options (right to buy)F5 | $13.04 | Oct 16, 2018 | M | 5,668 | D | — | Sep 7, 2026 | Common Stock | 5,668 | 260,729 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 10, 2018.
- F2The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.22 to $63.19. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.27 to $64.24. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $64.59 to $64.87. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F525% of the stock option became exercisable on September 2, 2017, with the remainder exercisable in 36 equal monthly installments thereafter provided the reporting person remains in continuous service on each vesting date; option may also be exercised early subject to Issuer's right of repurchase.