SEC Form 4 · accession 0001127602-18-030326
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Gibbs
Officer — President, CFO
Period of report
Oct 15, 2018
Accepted (ET)
Oct 16, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2018 | M | 8,342 | $20.85 | A | 47,764 | D | |
| Common StockF1 | Oct 15, 2018 | D | 1,976 | $88.05 | D | 45,788 | D | |
| Common StockF1 | Oct 15, 2018 | S | 6,366 | $87.87 | D | 39,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $20.85 | Oct 15, 2018 | M | 8,342 | D | Feb 5, 2010 | Feb 5, 2019 | Common Stock | 8,342 | 25,028 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2Vesting occurs on a quarterly basis beginning one year from grant date.