SEC Form 4 · accession 0001426048-18-000003
CDTI ADVANCED MATERIALS, INC. · CDTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Beale
Officer — Chief Executive Officer
Period of report
Oct 12, 2018
Accepted (ET)
Oct 16, 2018 · 9:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000949428
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $1.50 | Oct 12, 2018 | A | 12,000 | A | — | Oct 12, 2028 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The shares will vest in two equal installments of 6,000 shares on each of December 31, 2018 and December 31, 2019.