SEC Form 4 · accession 0001209191-18-055128

GENERAL DYNAMICS CORP · GD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Oct 15, 2018

Accepted (ET)

Oct 16, 2018 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000040533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 15, 2018	M	22,500	$112.40	A	118,555	D
Common Stock^F2	Oct 15, 2018	S	8,100	$192.93	D	110,455	D
Common Stock^F3	Oct 15, 2018	S	14,291	$193.468	D	96,164	D
Common Stock^F4	Oct 15, 2018	S	109	$194.20	D	96,055	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F5	$112.40	Oct 15, 2018	M	22,500	D	—	Mar 4, 2021	Common Stock	22,500	45,470	D

F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2Sale prices ranged from $192.18 to $193.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F3Sale prices ranged from $193.18 to $194.10. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F4Sale prices ranged from $194.195 to $194.26. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price.
F5Fifty percent became exercisable on 3/5/2015 and the remaining fifty percent became exercisable on 3/5/2016.