Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Sep 18, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

237 filings · trading day Sep 18, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 10, 2018 PForm 4/A →	Sep 17, 4:22 pm EDT	PARKERVISION INCPRKR	Jeffrey ParkerChief Executive Officer, Director	100,000	$100,000.00	$10,000,000,000	100,000	—
Sep 10, 2018 PForm 4/A →	Sep 17, 4:24 pm EDT	PARKERVISION INCPRKR	Paul A RosenbaumDirector	100,000	$100,000.00	$10,000,000,000	100,000	—
Sep 14, 2018 DForm 4 →	Sep 18, 10:46 am EDT	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Wanda America Entertainment, Inc. +9Director, 10% Owner	24,057,143	$17.50	$421,000,003	51,769,784	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:08 pm EDT	PFIZER INCPFE	Mikael DolstenPresident R&D	343,847	$26.20	$9,008,117	0	—
Sep 17, 2018 MForm 4 →	Sep 17, 4:37 pm EDT	VENTAS INCVTR	Robert D. ReedDirector	5,940	$28.26	$167,864	17,820	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:50 pm EDT	STEPAN COSCL	F Quinn StepanDirector	867	$89.74	$77,815	346,712	—
Sep 5, 2018 MForm 4/A →	Sep 17, 6:25 pm EDT	EVOLUTION PETROLEUM CORPEPM	David JoeSVP & CFO	7,348	$9.90	$72,745	7,349	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:58 pm EDT	ESTEE LAUDER COMPANIES INCEL	Irvine O Hockaday Jr.Director	264	$139.89	$36,885	76,300	—
Sep 14, 2018 AForm 4 →	Sep 18, 2:11 pm EDT	MCCORMICK & CO INCMKC	Margaret M Preston VDirector	170	$132.29	$22,500	10,346	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:49 pm EDT	STEPAN COSCL	F Quinn Stepan Jr.Chairman, President & CEO, Director	249	$89.74	$22,351	99,588	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:57 pm EDT	ESTEE LAUDER COMPANIES INCEL	Mellody L HobsonDirector	142	$139.89	$19,878	36,644	—
Sep 17, 2018 AForm 4 →	Sep 18, 11:31 am EDT	NEXTERA ENERGY INCNEE	Sherry S BarratDirector	89	$173.86	$15,474	14,506	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:55 pm EDT	ESTEE LAUDER COMPANIES INCEL	Paul J FribourgDirector	110	$139.89	$15,426	31,540	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:38 pm EDT	CABOT CORPCBT	Cabot Juan EnriquezDirector	177	$62.96	$11,141	33,937	—
Sep 14, 2018 AForm 4 →	Sep 18, 2:12 pm EDT	MCCORMICK & CO INCMKC	Jacques TapieroDirector	68	$132.29	$9,000	842	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:27 pm EDT	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	119	$74.84	$8,906	2,528	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:51 pm EDT	METLIFE INCMET	Robert Glenn HubbardDirector	184	$45.52	$8,387	184	—
Sep 17, 2018 AForm 4 →	Sep 18, 11:39 am EDT	NEXTERA ENERGY INCNEE	James Lawrence CamarenDirector	44	$173.86	$7,650	7,116	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:51 pm EDT	ESTEE LAUDER COMPANIES INCEL	Charlene BarshefskyDirector	47	$139.89	$6,610	17,442	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:37 pm EDT	CABOT CORPCBT	Sean D KeohanePresident and CEO, Director	92	$62.96	$5,783	17,617	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:35 pm EDT	CABOT CORPCBT	Brian A BerubeSVP, General Counsel	90	$62.96	$5,661	17,244	—
Sep 17, 2018 MForm 4 →	Sep 18, 12:57 pm EDT	FIVE PRIME THERAPEUTICS INCFPRX	Aron Marc KnickerbockerPresident & CEO, Director	500	$11.14	$5,570	33,179	—
Sep 14, 2018 AForm 4 →	Sep 17, 5:23 pm EDT	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	124	$43.90	$5,457	18,728	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:52 pm EDT	ESTEE LAUDER COMPANIES INCEL	Rose Marie BravoDirector	38	$139.89	$5,260	13,880	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:02 pm EDT	METLIFE INCMET	James M KiltsDirector	104	$45.52	$4,733	104	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:38 pm EDT	CABOT CORPCBT	Friedrich von GottbergSenior Vice President	63	$62.96	$3,977	12,114	—
Sep 14, 2018 AForm 4 →	Sep 17, 7:32 pm EDT	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	82	$45.54	$3,744	8,388	—
Sep 14, 2018 AForm 4 →	Sep 17, 5:17 pm EDT	CENTURYLINK, INCCTL	Michael James RobertsDirector	156	$22.78	$3,553	6,738	—
Sep 17, 2018 AForm 4 →	Sep 18, 3:54 pm EDT	ESTEE LAUDER COMPANIES INCEL	Wei Sun ChristiansonDirector	21	$139.89	$2,875	7,589	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:39 pm EDT	CABOT CORPCBT	Matthais L. WolfgruberDirector	40	$62.96	$2,524	7,688	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:46 pm EDT	STEPAN COSCL	Scott R. BehrensVP/GM Surfactants	22	$89.74	$1,982	8,832	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:08 pm EDT	PFIZER INCPFE	Dawn RogersExecutive Vice President	41	$42.96	$1,761	6,992	—
Sep 13, 2018 JForm 4 →	Sep 17, 7:17 pm EDT	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	108	$15.27	$1,644	6,531	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:47 pm EDT	STEPAN COSCL	Arthur W MergnerVP, Supply Chain	15	$89.74	$1,330	5,927	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:47 pm EDT	STEPAN COSCL	Sean Thomas MoriartyVP & GM Polymers	13	$89.74	$1,187	5,288	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:35 pm EDT	CABOT CORPCBT	Hobart KalksteinSenior Vice President	18	$62.96	$1,103	3,360	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:36 pm EDT	CABOT CORPCBT	James Patrick KellyVice President and Controller	17	$62.96	$1,048	3,192	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:08 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	20	$42.96	$859	12,368	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:29 pm EDT	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	17	$49.39	$855	8,065	—
Sep 13, 2018 JForm 4 →	Sep 17, 7:17 pm EDT	BARINGS CORPORATE INVESTORSMCI	Janice BishopOther	34	$15.27	$522	10,045	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:37 pm EDT	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	9	$49.39	$458	1,162	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:33 pm EDT	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	8	$49.39	$400	7,004	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:08 pm EDT	PFIZER INCPFE	John D YoungGroup President	9	$42.96	$387	10,447	—
Sep 13, 2018 JForm 4 →	Sep 17, 7:17 pm EDT	BARINGS CORPORATE INVESTORSMCI	Thomas F FinkeOther	24	$15.27	$361	32,559	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	7	$49.39	$350	1,804	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:44 pm EDT	METLIFE INCMET	Gerald L HassellDirector	7	$45.52	$305	7	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:48 pm EDT	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	6	$49.39	$275	1,171	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:08 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	3	$42.96	$129	4,578	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:03 pm EDT	ANALOG DEVICES INCADI	Martin CotterSVP, WW Sales & Dig MKTG	3,334	—	—	3,334	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:04 pm EDT	ANALOG DEVICES INCADI	Margaret K SeifSVP, CLO, CPO & Secretary	2,223	—	—	2,223	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:04 pm EDT	Ingersoll-Rand plcIR	Marcia J AvedonSenior Vice President	10,408	—	—	10,205	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:04 pm EDT	ANALOG DEVICES INCADI	Joseph HassettSVP, Global Operations & Tech	3,334	—	—	3,334	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:06 pm EDT	United Community BancorpUCBA	Robert J EwbankDirector	8,253	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:06 pm EDT	United Community BancorpUCBA	Jerry W HackerDirector	3,300	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 4:07 pm EDT	PARKERVISION INCPRKR	Frank N NewmanDirector	5,000	—	—	5,000	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:07 pm EDT	United Community BancorpUCBA	James D HumphreyDirector	7,203	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:07 pm EDT	United Community BancorpUCBA	James W KittleSenior V.P.	33,012	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:07 pm EDT	United Community BancorpUCBA	Julie A MattlinDirector	8,253	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:08 pm EDT	United Community BancorpUCBA	Elmer G McLaughlinPresident and CEO, Director	38,514	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:08 pm EDT	United Community BancorpUCBA	W Michael McLaughlinExecutive V.P. and COO	33,012	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:10 pm EDT	United Community BancorpUCBA	William F RitzmannDirector	27,510	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:11 pm EDT	United Community BancorpUCBA	David Z RosenCFO	5,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 4:11 pm EDT	United Community BancorpUCBA	John L Sutton Jr.Director	8,253	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:11 pm EDT	Ollie's Bargain Outlet Holdings, Inc.OLLI	Jay StaszSVP, CFO	10,675	—	—	10,676	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:12 pm EDT	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	6,762	—	—	190,391	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:13 pm EDT	Quanex Building Products CORPNX	Brent L KorbSr. VP-Finance & CFO	61,800	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:13 pm EDT	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	204,953	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 4:14 pm EDT	PARKERVISION INCPRKR	Paul A RosenbaumDirector	5,000	—	—	5,000	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:16 pm EDT	COVANTA HOLDING CORPCVA	David Michael BarseDirector	1,180	—	—	7,110	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:16 pm EDT	COVANTA HOLDING CORPCVA	Peter C B BynoeDirector	1,033	—	—	6,222	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:17 pm EDT	COVANTA HOLDING CORPCVA	Samuel ZellDirector	2,213	—	—	13,331	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:18 pm EDT	COVANTA HOLDING CORPCVA	Jean SmithDirector	590	—	—	1,856	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:18 pm EDT	COVANTA HOLDING CORPCVA	Joseph M HolstenDirector	1,180	—	—	3,712	—
Sep 17, 2018 AForm 4 →	Sep 17, 4:19 pm EDT	COVANTA HOLDING CORPCVA	Michael W RangerDirector	1,254	—	—	7,555	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:20 pm EDT	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	6,974	—	—	34,870	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:20 pm EDT	CAREER EDUCATION CORPCECO	Todd S NelsonPresident & CEO, Director	14,881	—	—	14,881	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:21 pm EDT	EURONET WORLDWIDE INCEEFT	Michael J BrownCEO and President of EWI Inc., Director	25,000	—	—	176,080	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:21 pm EDT	ALLSTATE CORPALL	Harriet K HartyOther	10,515	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:23 pm EDT	INTUIT INCINTU	Brad D SmithChairman, CEO & President, Director	254,325	—	—	0	—
Sep 6, 2018 AForm 4 →	Sep 17, 4:24 pm EDT	ALLSTATE CORPALL	Elizabeth BradyOther	19,361	—	—	19,361	—	late
Aug 22, 2018 MForm 4 →	Sep 17, 4:27 pm EDT	AGILYSYS INCAGYS	Anthony PritchettChief Financial Officer	591	—	—	0	—	late
Aug 22, 2018 MForm 4 →	Sep 17, 4:28 pm EDT	AGILYSYS INCAGYS	Kyle C BadgerSVP, GC and Secretary	5,302	—	—	0	—	late
Sep 13, 2018 MForm 4 →	Sep 17, 4:32 pm EDT	CHEVRON CORPCVX	James William JohnsonExecutive Vice President	4,750	—	—	23,750	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:34 pm EDT	Cool Holdings, Inc.AWSM	Reinier VoigtChief Operating Officer	31,869	—	—	31,869	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:34 pm EDT	Cool Holdings, Inc.AWSM	Carlos Alfredo CarrascoChief Financial Officer	62,194	—	—	62,194	—
Aug 15, 2018 AForm 4 →	Sep 17, 4:34 pm EDT	Cool Holdings, Inc.AWSM	Carlos Felipe RezkChief Sales & Mktg Officer, Director	361,018	—	—	361,018	—	late
Aug 15, 2018 AForm 4 →	Sep 17, 4:34 pm EDT	Cool Holdings, Inc.AWSM	Mauricio DiazCEO, Director	424,348	—	—	424,348	—	late
Sep 13, 2018 CForm 4 →	Sep 17, 4:35 pm EDT	MongoDB, Inc.MDB	Kevin P RyanDirector	24,000	—	—	986,166	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:36 pm EDT	MARATHON OIL CORPMRO	Thomas Mitchell LittleExecutive VP - Operations	117,333	—	—	58,667	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:36 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	560	—	—	560	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:37 pm EDT	Keurig Dr Pepper Inc.KDP	James L. Baldwin Jr.Chief Legal Officer	130,435	—	—	130,435	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:38 pm EDT	Och-Ziff Capital Management Group LLCOZM	David Michael LevineChief Legal Officer	26,186	—	—	258,507	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:38 pm EDT	Keurig Dr Pepper Inc.KDP	Fernando CortesChief Supply Chain Officer	130,435	—	—	130,435	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:39 pm EDT	COLGATE PALMOLIVE COCL	Mukul DeorasChief Marketing Officer	56,836	—	—	56,836	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:39 pm EDT	COLGATE PALMOLIVE COCL	Noel R. WallacePresident & COO	105,486	—	—	105,486	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:40 pm EDT	UNITEDHEALTH GROUP INCUNH	Michele J HooperDirector	5,000	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:40 pm EDT	Keurig Dr Pepper Inc.KDP	Brian Andrew LoucksPresident Keurig Appliances	86,957	—	—	86,957	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Patricia VerduinChief Technology Officer	43,323	—	—	43,323	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Philip G. ShottsVice President and Controller	21,024	—	—	21,024	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Justin SkalaExec VP, Chief Gwth&Strtgy Off	87,079	—	—	87,079	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:40 pm EDT	COLGATE PALMOLIVE COCL	Franck J MoisonVice Chairman	117,511	—	—	117,511	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:41 pm EDT	COLGATE PALMOLIVE COCL	Daniel B MarsiliChief Human Resources Officer	56,836	—	—	56,836	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:41 pm EDT	COLGATE PALMOLIVE COCL	Henning I JakobsenChief Financial Officer	76,694	—	—	76,694	—
Sep 13, 2018 MForm 4 →	Sep 17, 4:41 pm EDT	SEMTECH CORPSMTC	Marc PeguluVP and GM	1,000	—	—	0	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:41 pm EDT	Keurig Dr Pepper Inc.KDP	Maria A. Sceppaguercio-GeverChief Corp. Affairs Officer	130,435	—	—	130,435	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	COLGATE PALMOLIVE COCL	John J HustonSVP, Chief of Staff	31,918	—	—	31,918	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	COLGATE PALMOLIVE COCL	Dennis J HickeyVice Chairman	117,511	—	—	117,511	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	COLGATE PALMOLIVE COCL	Jennifer DanielsCLO and Secretary	65,433	—	—	65,433	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	COLGATE PALMOLIVE COCL	Ian M CookChairman & CEO, Director	531,857	—	—	531,857	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:42 pm EDT	Keurig Dr Pepper Inc.KDP	Angela A. StephensSenior VP & Controller	43,479	—	—	43,479	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:43 pm EDT	Keurig Dr Pepper Inc.KDP	James R. TrebilcockChief Concentrate Officer	130,435	—	—	130,435	—
Sep 14, 2018 MForm 4 →	Sep 17, 4:46 pm EDT	DONALDSON CO INCDCI	Richard Brent LewisVice President	6,000	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 4:46 pm EDT	JUNIPER NETWORKS INCJNPR	Bikash KoleyEVP CTO	102,000	—	—	198,000	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:47 pm EDT	Keurig Dr Pepper Inc.KDP	Lambertus J.H. BechtDirector	12,433	—	—	12,433	—
May 16, 2018 AForm 4 →	Sep 17, 4:48 pm EDT	Zivo Bioscience, Inc.ZIVO	Christopher D. MaggioreDirector, 10% Owner	5,000,000	—	—	5,000,000	—	late
Sep 13, 2018 AForm 4 →	Sep 17, 4:48 pm EDT	Keurig Dr Pepper Inc.KDP	Olivier GoudetDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:49 pm EDT	Keurig Dr Pepper Inc.KDP	Peter HarfDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:50 pm EDT	Keurig Dr Pepper Inc.KDP	Genevieve HovdeDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:51 pm EDT	Keurig Dr Pepper Inc.KDP	Anna-Lena KamenetzkyDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:51 pm EDT	Keurig Dr Pepper Inc.KDP	Paul S. MichaelsDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:52 pm EDT	Keurig Dr Pepper Inc.KDP	Pamela H PatsleyDirector	6,631	—	—	6,631	—
Sep 14, 2018 AForm 4 →	Sep 17, 4:53 pm EDT	OVERSEAS SHIPHOLDING GROUP INCOSG	Ty WallachDirector	19,100	—	—	19,100	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:53 pm EDT	Keurig Dr Pepper Inc.KDP	Gerhard W. PleuhsDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:54 pm EDT	Keurig Dr Pepper Inc.KDP	Robert S SingerDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:54 pm EDT	Keurig Dr Pepper Inc.KDP	Dirk Van de PutDirector	6,631	—	—	6,631	—
Sep 13, 2018 AForm 4 →	Sep 17, 4:55 pm EDT	Keurig Dr Pepper Inc.KDP	Larry D YoungDirector	6,631	—	—	6,631	—
Jul 27, 2018 GForm 4 →	Sep 17, 5:00 pm EDT	SKECHERS USA INCSKX	Jeffrey GreenbergDirector	360,000	—	—	544,365	—	late
Sep 16, 2018 MForm 4 →	Sep 17, 5:13 pm EDT	Ascena Retail Group, Inc.ASNA	David R JaffeChairman & CEO, Director	31,388	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:18 pm EDT	Guidewire Software, Inc.GWRE	Marcus RyuCEO and President, Director	31,757	—	—	23,729	—
Sep 13, 2018 JForm 4 →	Sep 17, 5:21 pm EDT	Discovery, Inc.DISCA	John C MaloneDirector, 10% Owner	4	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:21 pm EDT	Guidewire Software, Inc.GWRE	James Winston KingChief Admin Officer, Gen Couns	4,167	—	—	5,325	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:25 pm EDT	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	3,111	—	—	4,275	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:27 pm EDT	Nobilis Health Corp.HLTH	Kenneth EfirdPresident	195,000	—	—	100,000	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:27 pm EDT	Nobilis Health Corp.HLTH	Harry Joseph FlemingChief Executive Officer, Director	385,000	—	—	150,000	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:27 pm EDT	NEW RELIC, INC.NEWR	Mark SachlebenChief Financial Officer	2,203	—	—	2,204	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:27 pm EDT	Nobilis Health Corp.HLTH	Thomas Orion Foster IIIDirector	25,000	—	—	25,000	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:28 pm EDT	Nobilis Health Corp.HLTH	Neil BadlaniDirector	25,000	—	—	25,000	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:28 pm EDT	Nobilis Health Corp.HLTH	Steven OzonianDirector	25,000	—	—	25,000	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:28 pm EDT	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	3,598	—	—	42,482	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:28 pm EDT	Guidewire Software, Inc.GWRE	Steven P. SherryChief Sales Officer	5,446	—	—	5,325	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:29 pm EDT	NEW RELIC, INC.NEWR	James R. GocheeChief Product Officer	995	—	—	996	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:29 pm EDT	Nobilis Health Corp.HLTH	Susan Mary WattDirector	25,000	—	—	25,000	—
Sep 13, 2018 MForm 4 →	Sep 17, 5:30 pm EDT	At Home Group Inc.HOME	Norman E McLeodChief Development Officer	2,592	—	—	95,880	—
Sep 15, 2018 MForm 4 →	Sep 17, 5:31 pm EDT	Guidewire Software, Inc.GWRE	Priscilla HungChief Operating Officer	4,956	—	—	5,700	—
Sep 14, 2018 MForm 4 →	Sep 17, 5:40 pm EDT	Apellis Pharmaceuticals, Inc.APLS	David O. WatsonGeneral Counsel	32,818	—	—	27,505	—
Sep 13, 2018 AForm 4 →	Sep 17, 5:45 pm EDT	Dare Bioscience, Inc.DARE	Gregory W MatzDirector	45,000	—	—	45,000	—
Sep 13, 2018 MForm 4 →	Sep 17, 5:55 pm EDT	MARRONE BIO INNOVATIONS INCMBII	Pamela G MarroneCEO, Director	47,794	—	—	0	—
Sep 13, 2018 CForm 4 →	Sep 17, 6:01 pm EDT	Okta, Inc.OKTA	Benjamin A HorowitzDirector	206,732	—	—	620,195	—
Sep 13, 2018 MForm 4 →	Sep 17, 6:02 pm EDT	Everi Holdings Inc.EVRI	Edward Adam PetersEVP	66,251	—	—	65,587	—
Sep 14, 2018 MForm 4 →	Sep 17, 6:03 pm EDT	Everi Holdings Inc.EVRI	Todd A. ValliSVP, CAO	20,000	—	—	20,000	—
Sep 12, 2018 MForm 4 →	Sep 17, 6:05 pm EDT	SPS COMMERCE INCSPSC	Martin J LeestmaDirector	21,336	—	—	0	—	late
Sep 13, 2018 MForm 4 →	Sep 17, 6:09 pm EDT	Q2 Holdings, Inc.QTWO	Carl James SchaperDirector	17,677	—	—	564	—
Sep 13, 2018 XForm 4 →	Sep 17, 6:17 pm EDT	EXP World Holdings, Inc.EXPI	Jason GesingCEO of RE Brokerage Division, Director	500,000	—	—	500,000	—
Sep 14, 2018 MForm 4 →	Sep 17, 6:18 pm EDT	SBA COMMUNICATIONS CORPSBAC	Jeffrey StoopsChief Executive Officer & Pres, Director	35,000	—	—	48,346	—
Sep 15, 2018 DForm 4 →	Sep 17, 6:29 pm EDT	SYNOPSYS INCSNPS	Sudhindra KankanwadiVP and Corporate Controller	411	—	—	410	—
Sep 17, 2018 MForm 4 →	Sep 17, 6:30 pm EDT	Verisk Analytics, Inc.VRSK	Scott G StephensonCEO and President, Director	32,031	—	—	192,186	—
Sep 13, 2018 PForm 4 →	Sep 17, 6:35 pm EDT	Magnolia Oil & Gas CorpMGY	Stephen I ChazenChairman, President & CEO, Director	20,900	—	—	121,952	—
Sep 12, 2018 AForm 4 →	Sep 17, 6:40 pm EDT	ITRON INC /WA/ITRI	Sarah H McConnellSVP, Gen. Counsel & Corp. Sec.	8,800	—	—	8,800	—	late
Sep 14, 2018 MForm 4 →	Sep 17, 6:52 pm EDT	TAPESTRY, INC.TPR	Jide James ZeitlinDirector	10,000	—	—	0	—
Sep 13, 2018 MForm 4 →	Sep 17, 6:58 pm EDT	LIFEPOINT HEALTH, INC.LPNT	Michael S. CogginEVP & CFO	1,433	—	—	23,395	—
Sep 14, 2018 MForm 4 →	Sep 17, 7:03 pm EDT	Aon plcAON	John G BrunoChief Operating Officer	12,632	—	—	12,632	—
Sep 13, 2018 CForm 4 →	Sep 17, 7:07 pm EDT	CARVANA CO.CVNA	DDFS Partnership LP +210% Owner	15,000	—	—	60,000	—
Sep 13, 2018 MForm 4 →	Sep 17, 7:22 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Richard A MeierDirector	15,000	—	—	0	—
Sep 14, 2018 CForm 4 →	Sep 17, 7:23 pm EDT	TILLY'S, INC.TLYS	Hezy ShakedChief Strategy Officer, Director, 10% Owner	517,294	—	—	6,282,073	—
Sep 14, 2018 MForm 4 →	Sep 17, 7:41 pm EDT	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	6,300	—	—	18,900	—
Sep 17, 2018 AForm 4 →	Sep 17, 7:46 pm EDT	CROWN CASTLE INTERNATIONAL CORPCCI	Kenneth Jay SimonSVP and General Counsel	6,334	—	—	0	—
Sep 13, 2018 XForm 4 →	Sep 17, 7:47 pm EDT	EXP World Holdings, Inc.EXPI	Penny Sanford10% Owner	500,000	—	—	500,000	—
Sep 14, 2018 MForm 4 →	Sep 17, 8:00 pm EDT	Inogen IncINGN	Raymond HuggenbergerDirector	10,500	—	—	72,800	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:13 pm EDT	ECHELON CORPELON	Andrew M LovitSVP, Worldwide Sales	60,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:15 pm EDT	ECHELON CORPELON	Armas Clifford MarkkulaDirector	15,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:18 pm EDT	ECHELON CORPELON	Alicia Jayne MooreSVP, Gen. Counsel & Sec	82,696	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:19 pm EDT	ECHELON CORPELON	Betsy RafaelDirector	15,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:20 pm EDT	ECHELON CORPELON	Christopher JodoinSVP, Operations & Planning	76,439	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:22 pm EDT	ECHELON CORPELON	C. Michael MarszewskiCFO and VP Finance	73,803	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:23 pm EDT	ECHELON CORPELON	Robert J FinocchioDirector	15,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:27 pm EDT	ECHELON CORPELON	Robert R MaxfieldDirector	15,000	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:28 pm EDT	ECHELON CORPELON	Ronald SegeChairman, CEO & President, Director	177,799	—	—	0	—
Sep 14, 2018 DForm 4 →	Sep 17, 8:29 pm EDT	ECHELON CORPELON	Sohrab ModiSVP and CTO	74,682	—	—	0	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:37 pm EDT	Zendesk, Inc.ZEN	Jeffrey J TittertonSVP, Marketing	1,599	—	—	234	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:39 pm EDT	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	2,656	—	—	334	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:41 pm EDT	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,597	—	—	301	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:43 pm EDT	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,810	—	—	334	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:46 pm EDT	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,868	—	—	301	—
Sep 15, 2018 MForm 4 →	Sep 17, 8:48 pm EDT	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	6,092	—	—	54,500	—
Sep 13, 2018 CForm 4 →	Sep 17, 9:08 pm EDT	Easterly Government Properties, Inc.DEA	Darrell W CrateChairman, Director	400,000	—	—	635,406	—
Sep 14, 2018 MForm 4 →	Sep 17, 9:23 pm EDT	SALESFORCE COM INCCRM	Joe AllansonChief Accounting Officer	104,277	—	—	14,897	—
Sep 13, 2018 AForm 4 →	Sep 17, 9:35 pm EDT	TYME TECHNOLOGIES, INC.TYME	James BiehlChief Legal Officer, Director	500,000	—	—	500,000	—
Sep 13, 2018 XForm 4 →	Sep 17, 9:41 pm EDT	MESA LABORATORIES INC /COMLAB	David M KellyDirector	700	—	—	8,790	—
Sep 16, 2018 MForm 4 →	Sep 18, 6:12 am EDT	TRIO-TECH INTERNATIONALTRT	A Charles WilsonDirector	20,000	—	—	0	—
Aug 3, 2018 AForm 4 →	Sep 18, 8:27 am EDT	Jerash Holdings (US), Inc.JRSH	Richard J. ShawChief Financial Officer	50,000	—	—	50,000	—	late
Sep 17, 2018 MForm 4 →	Sep 18, 9:00 am EDT	TransDigm Group INCTDG	Raymond F LaubenthalDirector	11,900	—	—	11,900	—
Sep 14, 2018 AForm 4 →	Sep 18, 9:14 am EDT	PROCTER & GAMBLE CoPG	Juan Fernando PosadaPresident - LA SMO	21,370	—	—	21,370	—
Sep 14, 2018 AForm 4 →	Sep 18, 9:16 am EDT	PROCTER & GAMBLE CoPG	David S TaylorChairman, President & CEO, Director	143,748	—	—	143,748	—
Sep 14, 2018 AForm 4 →	Sep 18, 9:17 am EDT	PROCTER & GAMBLE CoPG	Kathleen B FishChf Rsch, Dev & Innv Officer	23,921	—	—	23,921	—
Sep 14, 2018 AForm 4 →	Sep 18, 9:19 am EDT	PROCTER & GAMBLE CoPG	Carolyn M TastadGroup President - NA SMO	48,232	—	—	48,232	—
Sep 14, 2018 MForm 4 →	Sep 18, 9:24 am EDT	Midland States Bancorp, Inc.MSBI	Sharon A. SchaubertSVP Banking Services	12,338	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 10:08 am EDT	HORMEL FOODS CORP /DE/HRL	Terrell K CrewsDirector	16,000	—	—	0	—
Aug 2, 2018 AForm 4 →	Sep 18, 10:14 am EDT	CULP INCCULP	Franklin N SaxonChief Executive Officer, Director	17,678	—	—	17,678	—	late
Sep 14, 2018 MForm 4 →	Sep 18, 10:28 am EDT	NEXSTAR MEDIA GROUP, INC.NXST	Elizabeth RyderEVP General Counsel	121	—	—	52,379	—
Sep 17, 2018 MForm 4 →	Sep 18, 10:31 am EDT	HORMEL FOODS CORP /DE/HRL	Deanna T BradyGroup Vice President	48,000	—	—	0	—
Sep 17, 2018 AMForm 4 →	Sep 18, 10:33 am EDT	DONALDSON CO INCDCI	Tod E. CarpenterChairman, President and CEO, Director	55,625	—	—	11,065	—
Sep 17, 2018 MForm 4 →	Sep 18, 10:54 am EDT	SMART Global Holdings, Inc.SGH	Alan MartenSenior Vice President	8,800	—	—	75,322	—
Sep 14, 2018 MForm 4 →	Sep 18, 11:00 am EDT	WisdomTree Investments, Inc.WETF	Luciano Siracusano IIIChief Investment Strategist	25,000	—	—	0	—
Aug 2, 2018 AForm 4 →	Sep 18, 11:29 am EDT	CULP INCCULP	Robert George Culp IVPresident Culp Home Fashions	10,504	—	—	10,504	—	late
Aug 2, 2018 AForm 4 →	Sep 18, 11:58 am EDT	CULP INCCULP	Boyd Brooks ChumbleyExec VP Upholstery Fabrics	8,806	—	—	8,806	—	late
Aug 2, 2018 AForm 4 →	Sep 18, 12:20 pm EDT	CULP INCCULP	Kenneth R BowlingChief Financial Officer	6,312	—	—	6,312	—	late
Sep 14, 2018 MForm 4 →	Sep 18, 12:33 pm EDT	INTEGRATED DEVICE TECHNOLOGY INCIDTI	Sailesh ChittipeddiSR VP OPERATIONS & CTO	33,300	—	—	5,281	—
Sep 17, 2018 MForm 4 →	Sep 18, 12:36 pm EDT	Ascena Retail Group, Inc.ASNA	Catherine Elizabeth BuggelnDirector	2,917	—	—	0	—
Sep 17, 2018 MForm 4 →	Sep 18, 12:40 pm EDT	Ascena Retail Group, Inc.ASNA	Randy L PearceDirector	2,917	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 1:13 pm EDT	PNC FINANCIAL SERVICES GROUP, INC.PNC	Robert Q ReillyExecutive Vice President	24,710	—	—	25,290	—
Sep 14, 2018 MForm 4 →	Sep 18, 1:22 pm EDT	FRP HOLDINGS, INC.FRPH	John D KlopfensteinController & CAO	1,415	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 1:24 pm EDT	GENERAL DYNAMICS CORPGD	S. Daniel JohnsonExecutive Vice President	77,810	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 1:30 pm EDT	GENERAL DYNAMICS CORPGD	Kimberly A KuryeaSenior Vice President	18,850	—	—	0	—
Aug 2, 2018 AForm 4 →	Sep 18, 1:35 pm EDT	CULP INCCULP	Thomas Bernard Gallagher Jr.Principal Accounting Officer	1,200	—	—	1,200	—	late
Sep 17, 2018 MForm 4 →	Sep 18, 2:15 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	John P GleasonSVP & CMO	9,100	—	—	19,400	—
Sep 17, 2018 MForm 4 →	Sep 18, 2:24 pm EDT	NEXTERA ENERGY INCNEE	Paul I CutlerTreasurer	7,639	—	—	0	—
Sep 17, 2018 MForm 4 →	Sep 18, 2:31 pm EDT	HERITAGE FINANCIAL CORP /WA/HFWA	William GlasbyEVP Chief Techonology Officer	113	—	—	224	—
Sep 17, 2018 MForm 4 →	Sep 18, 2:35 pm EDT	NEXTERA ENERGY INCNEE	Joseph T KelliherEVP, Federal Reg. Affairs	5,132	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:37 pm EDT	eHealth, Inc.EHTH	Robert S HurleyPresident, Carrier/Bus Dev.	18,125	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:38 pm EDT	eHealth, Inc.EHTH	Timothy C. HannanChief Marketing Officer	11,250	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:39 pm EDT	eHealth, Inc.EHTH	David K. FrancisChief Operating Officer	51,250	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:41 pm EDT	eHealth, Inc.EHTH	Ian Jay KalinChief Technology Officer	6,750	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:43 pm EDT	eHealth, Inc.EHTH	Scott N FlandersChief Executive Officer, Director	156,875	—	—	0	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:45 pm EDT	eHealth, Inc.EHTH	Derek N. YungSVP, Chief Financial Officer	12,500	—	—	12,500	—
Sep 14, 2018 MForm 4 →	Sep 18, 2:45 pm EDT	Crexendo, Inc.CXDO	Steven G MihayloChief Executive Officer, Director, 10% Owner	3,000	—	—	672,000	—
Sep 14, 2018 AForm 4 →	Sep 18, 2:48 pm EDT	IMMUNOMEDICS INCIMMU	Morris RosenbergChief Technology Officer	37,300	—	—	37,300	—
Sep 17, 2018 MForm 4 →	Sep 18, 2:50 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	Stephen M KingDirector	90,000	—	—	39,046	—
Sep 14, 2018 AForm 4 →	Sep 18, 2:51 pm EDT	IMMUNOMEDICS INCIMMU	Michael F. PehlPresident and CEO	81,800	—	—	81,800	—
Apr 2, 2018 AForm 4 →	Sep 18, 2:54 pm EDT	IMMUNOMEDICS INCIMMU	Peter Barton HuttDirector	6,497	—	—	6,497	—	late
Sep 14, 2018 AForm 4 →	Sep 18, 2:58 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Timothy LainVP and Chief Financial Officer	2,727	—	—	909	—
Apr 2, 2018 AForm 4 →	Sep 18, 2:59 pm EDT	IMMUNOMEDICS INCIMMU	Scott A CanuteDirector	6,497	—	—	6,497	—	late
Sep 17, 2018 MForm 4 →	Sep 18, 3:02 pm EDT	Dave & Buster's Entertainment, Inc.PLAY	John MulleadySVP, RE & Dev	7,500	—	—	28,455	—
Sep 14, 2018 MForm 4 →	Sep 18, 3:04 pm EDT	FRESH DEL MONTE PRODUCE INCFDP	Hector RiveraVP, Asia Pacific	1,199	—	—	0	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:06 pm EDT	IMMUNOMEDICS INCIMMU	Robert IannoneChief Medical Officer	15,900	—	—	15,900	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:11 pm EDT	IMMUNOMEDICS INCIMMU	Usama MalikSee Remarks	67,700	—	—	67,700	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:41 pm EDT	IMMUNOMEDICS INCIMMU	Brendan DelaneyChief Commercial Officer	44,400	—	—	44,400	—
Sep 14, 2018 AForm 4 →	Sep 18, 3:42 pm EDT	IMMUNOMEDICS INCIMMU	William FrickerPrincipal Accounting Officer	5,600	—	—	5,600	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.