SEC Form 4 · accession 0001333493-18-000154
eHealth, Inc. · EHTH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ian Jay Kalin
Officer — Chief Technology Officer
Period of report
Sep 14, 2018
Accepted (ET)
Sep 18, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001333493
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2018 | M | 2,250 | $0.00 | A | 20,745 | D | |
| Common Stock | Sep 14, 2018 | M | 2,250 | $0.00 | A | 22,995 | D | |
| Common Stock | Sep 14, 2018 | M | 2,250 | $0.00 | A | 25,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitF4 | $0.00 | Sep 14, 2018 | M | 2,250 | D | — | Mar 30, 2022 | Common Stock | 2,250 | 4,500 | D |
| Performance Stock UnitF4 | $0.00 | Sep 14, 2018 | M | 2,250 | D | — | Mar 30, 2022 | Common Stock | 2,250 | 2,250 | D |
| Performance Stock UnitF4 | $0.00 | Sep 14, 2018 | M | 2,250 | D | — | Mar 30, 2022 | Common Stock | 2,250 | 0 | D |
Explanation of responses
- F1This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/30/2018. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on June 15, 2019, subject to the individual continuing to provide services to the company though the vesting date.
- F2This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/30/2018. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on July 12, 2019, subject to the individual continuing to provide services to the company though the vesting date.
- F3This represents the achievement of a stock price threshold under a performance restricted stock unit granted on 3/30/2018. Each unit represents a contingent right to receive one share of the company's common stock upon vesting. The shares are scheduled to vest on August 19, 2019, subject to the individual continuing to provide services to the company though the vesting date.
- F4The performance-based restricted stock units are eligible to vest during a four-year performance period following the award's grant date based on the company's stock price trading at certain pre-determined price thresholds. Once a price threshold is achieved, the portion of the award related to that threshold will vest one year later, subject to the individual continuing to provide services to the company through the applicable vesting date.