SEC Form 4 · accession 0001225208-18-013475
Cool Holdings, Inc. · AWSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alfredo Carrasco
Officer — Chief Financial Officer
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001274032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | A | 62,194 | $3.53 | A | 62,194 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) | $3.41 | Sep 13, 2018 | A | 62,194 | A | Mar 13, 2019 | Sep 13, 2021 | Common Stock | 62,194 | 62,194 | D |