SEC Form 4 · accession 0001593968-18-001211
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Pegulu
Officer — VP and GM
Period of report
Sep 13, 2018
Accepted (ET)
Sep 17, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2018 | M | 375 | $23.56 | A | 16,443 | D | |
| Common Stock | Sep 13, 2018 | M | 500 | $29.21 | A | 16,943 | D | |
| Common Stock | Sep 13, 2018 | M | 125 | $17.41 | A | 17,068 | D | |
| Common Stock | Sep 13, 2018 | S | 2,000 | $59.00 | D | 15,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $23.56 | Sep 13, 2018 | M | 375 | D | Aug 13, 2015 | Aug 13, 2020 | SMTC | 375 | 625 | D |
| Option (right to buy)F2 | $29.21 | Sep 13, 2018 | M | 500 | D | Aug 14, 2014 | Aug 14, 2019 | SMTC | 500 | 0 | D |
| Option (right to buy)F3 | $17.41 | Sep 13, 2018 | M | 125 | D | Aug 12, 2010 | Aug 12, 2020 | SMTC | 125 | 0 | D |
Explanation of responses
- F1This grant vests in four annual installments beginning on August 13, 2015.
- F2This grant vests in four annual installments beginning on August 14, 2014.
- F3This grant vests in four annual installments beginning on August 12, 2010.